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PIMCO Corporate & Income Opportunity Fund
PTY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Rivernorth Capital Management
1
Rivernorth Capital Management
Florida
USD 24.4 M +USD 10.8 M +604,217 +75%
LPL Financial
2
LPL Financial
California
USD 8.14 M -USD 139 k -7,749 -2%
Cohen & Steers
3
Cohen & Steers
New York
USD 7.27 M +USD 647 k +36,108 +9%
Morgan Stanley
4
Morgan Stanley
New York
USD 7.17 M -USD 505 k -28,192 -6%
Invesco
5
Invesco
Georgia
USD 6.78 M -USD 274 k -15,294 -4%
Bank of America
6
Bank of America
North Carolina
USD 4.8 M +USD 2.19 M +122,350 +79%
UBS
7
UBS
Switzerland
USD 3.62 M -USD 464 k -25,890 -11%
Bouchey Financial Group
8
Bouchey Financial Group
New York
USD 3.19 M +USD 3.11 M +173,420 Nuevas
National Planning Corporation
9
National Planning Corporation
California
USD 3.07 M -USD 434 k -24,212 -12%
Glovista Investments
10
Glovista Investments
New Jersey
USD 2.68 M +USD 2.78 M +155,307 Nuevas
Capital Investment Advisors
11
Capital Investment Advisors
Georgia
USD 2.25 M +USD 2.33 M +130,315 Nuevas
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
USD 2.15 M +USD 366 k +20,409 +20%
Advisory Research
13
Advisory Research
Illinois
USD 1.93 M -USD 958 k -53,470 -32%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
USD 1.37 M -USD 160 k -8,918 -10%
Oppenheimer & Co
15
Oppenheimer & Co
New York
USD 1.28 M +USD 58.4 k +3,262 +5%
MSI Financial Services
16
MSI Financial Services
Massachusetts
USD 1.17 M +USD 28.3 k +1,579 +2%
SG Americas Securities
17
SG Americas Securities
New York
USD 1.12 M +USD 736 k +41,066 +171%
Virtu KCG Holdings
18
Virtu KCG Holdings
New York
USD 966 k +USD 1 M +55,987 Nuevas
D.A. Davidson & Co
19
D.A. Davidson & Co
Montana
USD 961 k +USD 286 k +15,942 +40%
Ladenburg Thalmann Financial Services
20
Ladenburg Thalmann Financial Services
Florida
USD 928 k -USD 37.2 k -2,077 -4%
Wells Fargo
21
Wells Fargo
California
USD 800 k +USD 255 k +14,208 +44%
Hollencrest Capital Management
22
Hollencrest Capital Management
California
USD 799 k +USD 829 k +46,300 Nuevas
American International Group
23
American International Group
New York
USD 691 k -USD 29.6 k -1,655 -4%
ALA
24
Atherton Lane Advisers
California
USD 680 k -USD 19.6 M -1,092,029 -97%
Horizon Kinetics
25
Horizon Kinetics
New York
USD 674 k -USD 12.4 k -692 -2%
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