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PIMCO Corporate & Income Opportunity Fund
PTY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Cohen & Steers
1
Cohen & Steers
New York
USD 7.18 M +USD 407 k +26,797 +6%
Invesco
2
Invesco
Georgia
USD 6.85 M +USD 410 k +26,982 +6%
Morgan Stanley
3
Morgan Stanley
New York
USD 6.48 M +USD 448 k +29,492 +7%
LPL Financial
4
LPL Financial
California
USD 5.23 M -USD 462 k -30,418 -8%
Bank of America
5
Bank of America
North Carolina
USD 3.18 M +USD 719 k +47,319 +27%
Mariner Investment Group
6
Mariner Investment Group
New York
USD 3.12 M +USD 3.28 M +215,500 Nuevas
UBS Group
7
UBS Group
Switzerland
USD 3.1 M -USD 10.9 k -716 -0.3%
First Foundation Advisors
8
First Foundation Advisors
California
USD 3.1 M +USD 3.25 M +213,712 Nuevas
National Planning Corporation
9
National Planning Corporation
California
USD 1.77 M +USD 186 k +12,261 +11%
Capital Investment Advisors
10
Capital Investment Advisors
Georgia
USD 1.71 M -USD 13.2 k -865 -0.7%
Private Advisor Group
11
Private Advisor Group
New Jersey
USD 1.59 M +USD 558 k +36,685 +50%
Sit Investment Associates
12
Sit Investment Associates
Minnesota
USD 1.51 M +USD 1.59 M +104,372 Nuevas
Doliver Advisors
13
Doliver Advisors
Texas
USD 1.42 M +USD 1.49 M +98,295 Nuevas
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
USD 1.33 M +USD 101 k +6,623 +8%
Advisory Research
15
Advisory Research
Illinois
USD 1.33 M -USD 336 k -22,067 -19%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
USD 1.28 M +USD 933 k +61,375 +230%
MSI Financial Services
17
MSI Financial Services
Massachusetts
USD 1.14 M -USD 15.6 k -1,024 -1%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
USD 903 k -USD 97.8 k -6,431 -9%
D.A. Davidson & Co
19
D.A. Davidson & Co
Montana
USD 724 k -USD 69.1 k -4,544 -8%
Ladenburg Thalmann Financial Services
20
Ladenburg Thalmann Financial Services
Florida
USD 711 k -USD 165 k -10,839 -18%
Hollencrest Capital Management
21
Hollencrest Capital Management
California
USD 626 k +USD 22.8 k +1,500 +4%
American International Group
22
American International Group
New York
USD 566 k +USD 70.9 k +4,665 +14%
Cetera Advisor Networks
23
Cetera Advisor Networks
California
USD 549 k – – –
Oarsman Capital
24
Oarsman Capital
Wisconsin
USD 538 k +USD 121 k +7,974 +27%
Citigroup
25
Citigroup
New York
USD 537 k -USD 147 k -9,693 -21%
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