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PIMCO Corporate & Income Opportunity Fund
PTY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 10.3 M +USD 968 k +57,998 +10%
Cohen & Steers
2
Cohen & Steers
New York
USD 7.8 M -USD 2.3 M -137,759 -23%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
USD 7.03 M +USD 1.3 M +77,670 +23%
Invesco
4
Invesco
Georgia
USD 6.38 M -USD 273 k -16,374 -4%
Bank of America
5
Bank of America
North Carolina
USD 6.02 M +USD 1.32 M +78,920 +28%
LPL Financial
6
LPL Financial
California
USD 5.09 M +USD 1.23 M +73,656 +32%
UBS Group
7
UBS Group
Switzerland
USD 3.79 M -USD 826 k -49,507 -18%
Ameriprise
8
Ameriprise
Minnesota
USD 3.45 M +USD 1.29 M +77,054 +59%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
USD 2.08 M -USD 181 k -10,862 -8%
IFP Advisors
10
IFP Advisors
Florida
USD 2 M -USD 45.5 k -2,728 -2%
Ladenburg Thalmann Financial Services
11
Ladenburg Thalmann Financial Services
Florida
USD 1.91 M +USD 176 k +10,543 +10%
Cetera Advisor Networks
12
Cetera Advisor Networks
California
USD 1.45 M -USD 27 k -1,618 -2%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
USD 1.28 M +USD 488 k +29,238 +62%
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
USD 1.21 M +USD 367 k +21,975 +44%
National Planning Corporation
15
National Planning Corporation
California
USD 958 k +USD 53.9 k +3,231 +6%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
USD 897 k -USD 11.2 k -671 -1%
Advisor Group
17
Advisor Group
Arizona
USD 869 k -USD 93.2 k -5,585 -10%
Raymond James Financial Services Advisors
18
Raymond James Financial Services Advisors
Florida
USD 814 k +USD 24.9 k +1,489 +3%
First Foundation Advisors
19
First Foundation Advisors
California
USD 808 k -USD 1.56 M -93,333 -66%
Homrich & Berg
20
Homrich & Berg
Georgia
USD 785 k +USD 5.31 k +318 +0.7%
Covenant Asset Management
21
Covenant Asset Management
New Jersey
USD 742 k +USD 8.34 k +500 +1%
Sigma Planning Corp
22
Sigma Planning Corp
Michigan
USD 703 k +USD 86.1 k +5,159 +14%
CWM
23
Cornerstone Wealth Management
Missouri
USD 692 k +USD 44.9 k +2,690 +7%
Guggenheim Capital
24
Guggenheim Capital
Illinois
USD 659 k -USD 90.8 k -5,441 -12%
Oarsman Capital
25
Oarsman Capital
Wisconsin
USD 634 k – – –
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