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PIMCO Corporate & Income Opportunity Fund
PTY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 9.8 M -USD 290 k -17,406 -3%
Cohen & Steers
2
Cohen & Steers
New York
USD 8.22 M +USD 579 k +34,792 +7%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
USD 7.41 M +USD 522 k +31,378 +7%
Invesco
4
Invesco
Georgia
USD 6.64 M +USD 386 k +23,162 +6%
LPL Financial
5
LPL Financial
California
USD 5.08 M +USD 79.7 k +4,790 +2%
Ameriprise
6
Ameriprise
Minnesota
USD 4.58 M +USD 1.18 M +71,110 +34%
Bank of America
7
Bank of America
North Carolina
USD 4.26 M -USD 1.66 M -99,612 -28%
Ladenburg Thalmann Financial Services
8
Ladenburg Thalmann Financial Services
Florida
USD 4.08 M +USD 2.23 M +134,160 +118%
UBS Group
9
UBS Group
Switzerland
USD 3.75 M +USD 34 k +2,041 +0.9%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
USD 2.36 M +USD 1.19 M +71,241 +99%
Laurion Capital Management
11
Laurion Capital Management
New York
USD 2.32 M +USD 2.35 M +141,186 Nuevas
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
USD 2.04 M +USD 7.62 k +458 +0.4%
IFP Advisors
13
IFP Advisors
Florida
USD 1.89 M -USD 70.3 k -4,220 -4%
Cetera Advisor Networks
14
Cetera Advisor Networks
California
USD 1.88 M +USD 462 k +27,724 +32%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
USD 1.58 M +USD 331 k +19,876 +26%
Advisor Group
16
Advisor Group
Arizona
USD 1.42 M +USD 572 k +34,378 +66%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
USD 850 k -USD 29.8 k -1,792 -3%
US Bancorp
18
US Bancorp
Minnesota
USD 842 k +USD 318 k +19,106 +60%
Homrich & Berg
19
Homrich & Berg
Georgia
USD 775 k +USD 5.41 k +325 +0.7%
CWM
20
Cornerstone Wealth Management
Missouri
USD 748 k +USD 54.9 k +3,300 +8%
First Foundation Advisors
21
First Foundation Advisors
California
USD 738 k -USD 54.9 k -3,299 -7%
Squarepoint
22
Squarepoint
New York
USD 733 k +USD 741 k +44,519 Nuevas
Covenant Asset Management
23
Covenant Asset Management
New Jersey
USD 728 k – – –
Hollencrest Capital Management
24
Hollencrest Capital Management
California
USD 711 k +USD 97 k +5,826 +16%
Sigma Planning Corp
25
Sigma Planning Corp
Michigan
USD 695 k +USD 6.06 k +364 +0.9%
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