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PIMCO Corporate & Income Opportunity Fund
PTY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
LPL Financial
1
LPL Financial
California
USD 29 M +USD 1.54 M +83,450 +6%
Concourse Financial Group Securities
2
Concourse Financial Group Securities
Alabama
USD 20.5 M +USD 2.17 M +117,483 +12%
Morgan Stanley
3
Morgan Stanley
New York
USD 17.4 M -USD 1.19 M -64,340 -7%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
USD 10 M +USD 496 k +26,805 +5%
Cetera Advisor Networks
5
Cetera Advisor Networks
California
USD 8.72 M +USD 351 k +18,993 +4%
Ladenburg Thalmann Financial Services
6
Ladenburg Thalmann Financial Services
Florida
USD 7.53 M +USD 951 k +51,448 +15%
Bank of America
7
Bank of America
North Carolina
USD 7.05 M +USD 138 k +7,483 +2%
Advisor Group
8
Advisor Group
Arizona
USD 5.62 M +USD 75.4 k +4,081 +1%
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
USD 5.4 M -USD 24.3 k -1,312 -0.5%
UBS Group
10
UBS Group
Switzerland
USD 3.54 M -USD 67.3 k -3,643 -2%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
USD 3.49 M +USD 314 k +16,968 +10%
Creative Planning
12
Creative Planning
Kansas
USD 3.22 M +USD 30.1 k +1,627 +1%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
USD 1.98 M +USD 221 k +11,969 +13%
Independent Advisor Alliance
14
Independent Advisor Alliance
North Carolina
USD 1.95 M +USD 1.9 M +102,837 Nuevas
Guggenheim Capital
15
Guggenheim Capital
Illinois
USD 1.68 M -USD 36.8 k -1,991 -2%
Baird Financial Group
16
Baird Financial Group
Wisconsin
USD 1.67 M +USD 2.33 k +126 +0.1%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
USD 1.62 M +USD 361 k +19,527 +30%
Cohen & Steers
18
Cohen & Steers
New York
USD 1.52 M -USD 654 k -35,396 -31%
Private Advisor Group
19
Private Advisor Group
New Jersey
USD 1.3 M +USD 287 k +15,517 +29%
APW
20
Aurora Private Wealth
New Jersey
USD 1.24 M +USD 1.21 M +65,537 Nuevas
CWM
21
Cornerstone Wealth Management
Missouri
USD 1.18 M +USD 57.5 k +3,111 +5%
US Bancorp
22
US Bancorp
Minnesota
USD 1.14 M +USD 12 k +650 +1%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
USD 1.13 M +USD 47.5 k +2,569 +5%
Centaurus Financial
24
Centaurus Financial
California
USD 1.06 M +USD 7.19 k +389 +0.7%
Lincoln National Corp
25
Lincoln National Corp
Pennsylvania
USD 1.04 M -USD 89.7 k -4,851 -8%
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