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PIMCO Corporate & Income Opportunity Fund
PTY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
LPL Financial
1
LPL Financial
California
USD 24.4 M +USD 2.32 M +128,675 +11%
Morgan Stanley
2
Morgan Stanley
New York
USD 19.2 M +USD 1.72 M +95,429 +10%
Concourse Financial Group Securities
3
Concourse Financial Group Securities
Alabama
USD 12.4 M +USD 12.3 M +681,068 +113,511%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
USD 8.7 M +USD 182 k +10,082 +2%
Bank of America
5
Bank of America
North Carolina
USD 8 M +USD 210 k +11,673 +3%
Cetera Advisor Networks
6
Cetera Advisor Networks
California
USD 7.68 M +USD 994 k +55,186 +15%
Advisor Group
7
Advisor Group
Arizona
USD 5.39 M +USD 667 k +37,051 +14%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
USD 4.99 M +USD 524 k +29,109 +12%
Cohen & Steers
9
Cohen & Steers
New York
USD 4.21 M – – –
UBS Group
10
UBS Group
Switzerland
USD 3.92 M +USD 26.6 k +1,477 +0.7%
Ladenburg Thalmann Financial Services
11
Ladenburg Thalmann Financial Services
Florida
USD 3.76 M +USD 566 k +31,449 +18%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
USD 2.72 M -USD 26.8 k -1,487 -1%
Baird Financial Group
13
Baird Financial Group
Wisconsin
USD 1.96 M +USD 1.95 M +108,050 Nuevas
Guggenheim Capital
14
Guggenheim Capital
Illinois
USD 1.67 M +USD 199 k +11,029 +14%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
USD 1.62 M -USD 2.38 k -132 -0.1%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
USD 1.19 M -USD 614 k -34,072 -34%
US Bancorp
17
US Bancorp
Minnesota
USD 1.06 M +USD 47.1 k +2,616 +5%
CWM
18
Cornerstone Wealth Management
Missouri
USD 1.04 M +USD 26 k +1,443 +3%
Private Advisor Group
19
Private Advisor Group
New Jersey
USD 1.02 M +USD 230 k +12,750 +29%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
USD 1.01 M -USD 30.9 k -1,713 -3%
Centaurus Financial
21
Centaurus Financial
California
USD 980 k +USD 10.8 k +597 +1%
Lincoln National Corp
22
Lincoln National Corp
Pennsylvania
USD 953 k +USD 93.3 k +5,178 +11%
Hollencrest Capital Management
23
Hollencrest Capital Management
California
USD 855 k – – –
Wells Fargo
24
Wells Fargo
California
USD 842 k -USD 147 k -8,174 -15%
Homrich & Berg
25
Homrich & Berg
Georgia
USD 838 k +USD 29 k +1,610 +4%
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