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PIMCO Corporate & Income Opportunity Fund
PTY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
UBS
1
UBS
Switzerland
USD 15.8 M +USD 2.73 M +148,260 +19%
LPL Financial
2
LPL Financial
California
USD 8.02 M -USD 228 k -12,383 -3%
Cohen & Steers
3
Cohen & Steers
New York
USD 7.9 M +USD 81.1 k +4,400 +1%
Morgan Stanley
4
Morgan Stanley
New York
USD 7.38 M +USD 1.37 M +74,053 +21%
Invesco
5
Invesco
Georgia
USD 7.37 M +USD 745 k +40,389 +10%
Bank of America
6
Bank of America
North Carolina
USD 4.05 M +USD 1.37 M +74,347 +46%
IMS
7
Index Management Solutions
Pennsylvania
USD 2.6 M +USD 447 k +24,248 +19%
National Planning Corporation
8
National Planning Corporation
California
USD 2.41 M -USD 154 k -8,342 -6%
Capital Investment Advisors
9
Capital Investment Advisors
Georgia
USD 2.1 M -USD 4.5 k -244 -0.2%
Advisory Research
10
Advisory Research
Illinois
USD 1.9 M -USD 9.8 k -533 -0.5%
AQR Capital Management
11
AQR Capital Management
Connecticut
USD 1.44 M +USD 1.56 M +84,712 Nuevas
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
USD 1.44 M -USD 189 k -10,249 -11%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
USD 1.4 M -USD 234 k -12,669 -13%
MSI Financial Services
14
MSI Financial Services
Massachusetts
USD 1.1 M +USD 134 k +7,271 +13%
Private Advisor Group
15
Private Advisor Group
New Jersey
USD 1.08 M -USD 96.6 k -5,240 -8%
Ladenburg Thalmann Financial Services
16
Ladenburg Thalmann Financial Services
Florida
USD 953 k +USD 70.5 k +3,824 +7%
Cetera Advisor Networks
17
Cetera Advisor Networks
California
USD 944 k +USD 76.6 k +4,152 +8%
D.A. Davidson & Co
18
D.A. Davidson & Co
Montana
USD 932 k -USD 5.09 k -276 -0.5%
Hollencrest Capital Management
19
Hollencrest Capital Management
California
USD 752 k – – –
American International Group
20
American International Group
New York
USD 661 k +USD 6.99 k +379 +1%
Horizon Kinetics
21
Horizon Kinetics
New York
USD 585 k -USD 3.87 k -210 -0.6%
Wells Fargo
22
Wells Fargo
California
USD 572 k +USD 176 k +9,530 +40%
Citigroup
23
Citigroup
New York
USD 545 k +USD 102 k +5,545 +21%
Ameriprise
24
Ameriprise
Minnesota
USD 538 k +USD 45.6 k +2,471 +9%
ICAS
25
Investors Capital Advisory Services
Massachusetts
USD 514 k -USD 53.3 k -2,890 -9%
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