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PIMCO Corporate & Income Opportunity Fund
PTY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 22.4 M +USD 829 k +63,936 +4%
LPL Financial
2
LPL Financial
California
USD 21.8 M +USD 6 M +462,507 +42%
PFG Investments
3
PFG Investments
New York
USD 21.6 M +USD 521 k +40,176 +3%
XML Financial
4
XML Financial
Maryland
USD 13.1 M +USD 537 k +41,386 +5%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
USD 11.8 M -USD 46.8 k -3,607 -0.4%
Penserra Capital Management
6
Penserra Capital Management
California
USD 11.7 M +USD 675 k +52,078 +7%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
USD 8.77 M +USD 767 k +59,125 +10%
Osaic Holdings
8
Osaic Holdings
Arizona
USD 7.32 M +USD 132 k +10,213 +2%
Concourse Financial Group Securities
9
Concourse Financial Group Securities
Alabama
USD 4.86 M +USD 84.7 k +6,527 +2%
Cetera Advisor Networks
10
Cetera Advisor Networks
California
USD 4.85 M +USD 305 k +23,487 +7%
Raymond James Financial Services Advisors
11
Raymond James Financial Services Advisors
Florida
USD 4.51 M +USD 299 k +23,089 +8%
SYM Financial Corp
12
SYM Financial Corp
Indiana
USD 4.29 M – – –
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
USD 4.17 M +USD 544 k +41,944 +16%
Financial Advocates Investment Management
14
Financial Advocates Investment Management
Washington
USD 3.96 M +USD 285 k +22,000 +8%
Private Advisor Group
15
Private Advisor Group
New Jersey
USD 3.87 M +USD 190 k +14,634 +6%
Evergreen Wealth Management
16
Evergreen Wealth Management
Michigan
USD 3.49 M +USD 97.7 k +7,534 +3%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
USD 3.47 M +USD 394 k +30,375 +14%
Cahill Financial Advisors
18
Cahill Financial Advisors
Minnesota
USD 3.44 M +USD 638 k +49,169 +25%
Bank of America
19
Bank of America
North Carolina
USD 3.27 M +USD 885 k +68,241 +41%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
USD 3.25 M +USD 826 k +63,671 +38%
Cresta Advisors
21
Cresta Advisors
Texas
USD 2.98 M -USD 160 k -12,316 -5%
Accel Wealth Management
22
Accel Wealth Management
Iowa
USD 2.98 M +USD 276 k +21,268 +11%
Strategic Wealth Partners
23
Strategic Wealth Partners
Ohio
USD 2.72 M +USD 2.52 M +193,940 Nuevas
CAPTRUST Financial Advisors
24
CAPTRUST Financial Advisors
North Carolina
USD 2.69 M +USD 122 k +9,403 +5%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
USD 2.64 M -USD 122 k -9,432 -5%
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