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PIMCO Corporate & Income Opportunity Fund
PTY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 30.5 M +USD 2.33 M +162,627 +8%
LPL Financial
2
LPL Financial
California
USD 27.2 M +USD 1.01 M +70,659 +4%
XML Financial
3
XML Financial
Maryland
USD 18.7 M +USD 1.8 M +125,779 +11%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
USD 15.6 M +USD 1.62 M +113,583 +12%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
USD 12.2 M +USD 801 k +56,011 +7%
Penserra Capital Management
6
Penserra Capital Management
California
USD 10.7 M +USD 237 k +16,551 +2%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
USD 10.3 M +USD 2.18 M +152,443 +27%
PFG Investments
8
PFG Investments
New York
USD 8.89 M -USD 1.32 M -91,980 -13%
Osaic Holdings
9
Osaic Holdings
Arizona
USD 8 M -USD 2.07 M -144,823 -21%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
USD 7.55 M +USD 3.38 M +236,616 +81%
Axxcess Wealth Management
11
Axxcess Wealth Management
California
USD 7.23 M +USD 7.23 M +505,457 Nuevas
Bank of America
12
Bank of America
North Carolina
USD 7.15 M +USD 3.95 M +276,431 +124%
Raymond James Financial Services Advisors
13
Raymond James Financial Services Advisors
Florida
USD 6.62 M -USD 54.7 k -3,823 -0.8%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
USD 6.32 M +USD 63.4 k +4,430 +1%
Concourse Financial Group Securities
15
Concourse Financial Group Securities
Alabama
USD 5.68 M +USD 33 k +2,306 +0.6%
Private Advisor Group
16
Private Advisor Group
New Jersey
USD 5.06 M +USD 358 k +25,049 +8%
Accel Wealth Management
17
Accel Wealth Management
Iowa
USD 4.53 M +USD 357 k +24,954 +9%
SYM Financial Corp
18
SYM Financial Corp
Indiana
USD 4.18 M – – –
Truist Financial
19
Truist Financial
North Carolina
USD 3.84 M +USD 3.15 M +220,335 +458%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
USD 3.75 M +USD 57.9 k +4,048 +2%
Evergreen Wealth Management
21
Evergreen Wealth Management
Michigan
USD 3.74 M – – –
Strategic Wealth Partners
22
Strategic Wealth Partners
Ohio
USD 3.13 M +USD 29.7 k +2,075 +1%
Kestra Advisory Services
23
Kestra Advisory Services
Texas
USD 3.09 M +USD 256 k +17,874 +9%
Wells Fargo
24
Wells Fargo
California
USD 2.99 M +USD 1.16 M +81,331 +64%
Dynamic Advisor Solutions
25
Dynamic Advisor Solutions
Arizona
USD 2.91 M +USD 125 k +8,730 +4%
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