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PIMCO Corporate & Income Opportunity Fund
PTY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
UBS
1
UBS
Switzerland
USD 14.7 M +USD 7.34 M +396,487 +103%
LPL Financial
2
LPL Financial
California
USD 9.01 M -USD 83.9 k -4,530 -0.9%
Cohen & Steers
3
Cohen & Steers
New York
USD 8.65 M +USD 63.7 k +3,439 +0.8%
Invesco
4
Invesco
Georgia
USD 7.38 M +USD 414 k +22,343 +6%
Morgan Stanley
5
Morgan Stanley
New York
USD 6.76 M -USD 236 k -12,749 -3%
Bank of America
6
Bank of America
North Carolina
USD 3.07 M +USD 583 k +31,504 +24%
National Planning Corporation
7
National Planning Corporation
California
USD 2.81 M -USD 66.8 k -3,609 -2%
IMS
8
Index Management Solutions
Pennsylvania
USD 2.42 M +USD 1.15 M +62,122 +94%
Capital Investment Advisors
9
Capital Investment Advisors
Georgia
USD 2.33 M -USD 67.8 k -3,663 -3%
Advisory Research
10
Advisory Research
Illinois
USD 2.11 M – – –
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
USD 1.79 M -USD 640 k -34,555 -27%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
USD 1.78 M +USD 344 k +18,603 +25%
Private Advisor Group
13
Private Advisor Group
New Jersey
USD 1.29 M +USD 997 k +53,886 +374%
MSI Financial Services
14
MSI Financial Services
Massachusetts
USD 1.08 M -USD 255 k -13,761 -19%
D.A. Davidson & Co
15
D.A. Davidson & Co
Montana
USD 1.04 M +USD 444 +24 +0%
Ladenburg Thalmann Financial Services
16
Ladenburg Thalmann Financial Services
Florida
USD 981 k -USD 61.1 k -3,303 -6%
Cetera Advisor Networks
17
Cetera Advisor Networks
California
USD 965 k +USD 113 k +6,112 +14%
First Allied Advisory Services
18
First Allied Advisory Services
California
USD 872 k +USD 9.31 k +503 +1%
SG Americas Securities
19
SG Americas Securities
New York
USD 864 k +USD 43.6 k +2,357 +5%
Hollencrest Capital Management
20
Hollencrest Capital Management
California
USD 831 k -USD 26.8 k -1,450 -3%
Apex Capital Management
21
Apex Capital Management
Ohio
USD 781 k +USD 67.7 k +3,655 +10%
American International Group
22
American International Group
New York
USD 723 k +USD 16.7 k +900 +2%
Horizon Kinetics
23
Horizon Kinetics
New York
USD 651 k -USD 8.33 k -450 -1%
ICAS
24
Investors Capital Advisory Services
Massachusetts
USD 623 k +USD 592 +32 +0.1%
Oarsman Capital
25
Oarsman Capital
Wisconsin
USD 587 k +USD 16.7 k +900 +3%
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