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PIMCO Corporate & Income Opportunity Fund
PTY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 12.9 M -USD 120 k -7,444 -0.9%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
USD 7.52 M +USD 236 k +14,618 +3%
Invesco
3
Invesco
Georgia
USD 7.26 M +USD 7.65 M +473,360 Nuevas
Cohen & Steers
4
Cohen & Steers
New York
USD 6.17 M -USD 781 k -48,367 -11%
Bank of America
5
Bank of America
North Carolina
USD 5.5 M -USD 492 k -30,444 -8%
Cetera Advisor Networks
6
Cetera Advisor Networks
California
USD 4.48 M +USD 1.26 M +78,240 +37%
LPL Financial
7
LPL Financial
California
USD 3.87 M +USD 1.32 M +81,500 +48%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
USD 3.42 M +USD 416 k +25,748 +13%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
USD 3.4 M +USD 2.64 M +163,648 +282%
Rivernorth Capital Management
10
Rivernorth Capital Management
Florida
USD 3.33 M +USD 3.45 M +213,460 Nuevas
UBS Group
11
UBS Group
Switzerland
USD 3.11 M -USD 66.6 k -4,121 -2%
Advisor Group
12
Advisor Group
Arizona
USD 2.92 M +USD 1.73 M +106,887 +128%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
USD 2.37 M -USD 4.83 k -299 -0.2%
Ladenburg Thalmann Financial Services
14
Ladenburg Thalmann Financial Services
Florida
USD 2.08 M -USD 1.03 M -63,659 -32%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
USD 1.32 M +USD 104 k +6,426 +8%
Ameriprise
16
Ameriprise
Minnesota
USD 1.22 M -USD 5.83 M -360,732 -82%
US Bancorp
17
US Bancorp
Minnesota
USD 887 k -USD 214 k -13,274 -19%
Terra Nova Asset Management
18
Terra Nova Asset Management
New York
USD 874 k -USD 7.35 k -455 -0.8%
MML Investors Services
19
MML Investors Services
Massachusetts
USD 866 k +USD 277 k +17,132 +44%
CWM
20
Cornerstone Wealth Management
Missouri
USD 856 k +USD 900 k +55,715 Nuevas
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
USD 756 k +USD 119 k +7,358 +18%
Hollencrest Capital Management
22
Hollencrest Capital Management
California
USD 742 k -USD 681 k -42,158 -47%
IFP Advisors
23
IFP Advisors
Florida
USD 729 k -USD 1.13 M -70,191 -60%
Covenant Asset Management
24
Covenant Asset Management
New Jersey
USD 722 k – – –
Homrich & Berg
25
Homrich & Berg
Georgia
USD 684 k -USD 399 k -24,678 -36%
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