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PIMCO Corporate & Income Opportunity Fund
PTY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 17.6 M +USD 1.49 M +119,392 +9%
LPL Financial
2
LPL Financial
California
USD 12.1 M +USD 593 k +47,569 +5%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
USD 9.22 M +USD 226 k +18,136 +2%
Penserra Capital Management
4
Penserra Capital Management
California
USD 8.71 M +USD 881 k +70,646 +11%
XML Financial
5
XML Financial
Maryland
USD 6.63 M +USD 5.65 M +453,175 +457%
Osaic Holdings
6
Osaic Holdings
Arizona
USD 6.37 M +USD 406 k +32,551 +7%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
USD 5.83 M -USD 211 k -16,895 -3%
Johnson & White Wealth Management
8
Johnson & White Wealth Management
Pennsylvania
USD 4.14 M +USD 326 k +26,120 Nuevas
Concourse Financial Group Securities
9
Concourse Financial Group Securities
Alabama
USD 3.99 M +USD 22.1 k +1,768 +0.5%
Cetera Advisor Networks
10
Cetera Advisor Networks
California
USD 3.76 M +USD 509 k +40,807 +15%
Cornerstone Advisory
11
Cornerstone Advisory
Maryland
USD 3.29 M +USD 3.42 M +273,917 Nuevas
Evergreen Wealth Management
12
Evergreen Wealth Management
Michigan
USD 3.01 M +USD 3.18 M +255,194 Nuevas
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
USD 2.76 M +USD 1.74 M +139,627 +154%
GL
14
GHE LLC
Tennessee
USD 2.49 M – – –
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
USD 2.4 M +USD 1.32 M +105,866 +113%
Dynamic Advisor Solutions
16
Dynamic Advisor Solutions
Arizona
USD 2.35 M -USD 404 k -32,364 -14%
CAPTRUST Financial Advisors
17
CAPTRUST Financial Advisors
North Carolina
USD 2.3 M +USD 2.12 M +170,129 +808%
Beacon Pointe Advisors
18
Beacon Pointe Advisors
California
USD 2.27 M -USD 233 k -18,680 -9%
SYM Financial Corp
19
SYM Financial Corp
Indiana
USD 2.13 M -USD 34.8 k -2,787 -2%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
USD 2.1 M -USD 432 k -34,590 -17%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
USD 2.02 M +USD 306 k +24,504 +17%
Accel Wealth Management
22
Accel Wealth Management
Iowa
USD 2.01 M +USD 76.7 k +6,144 +4%
Cahill Financial Advisors
23
Cahill Financial Advisors
Minnesota
USD 1.86 M +USD 1.63 M +130,616 +533%
Bank of America
24
Bank of America
North Carolina
USD 1.84 M -USD 519 k -41,578 -21%
Financial Advocates Investment Management
25
Financial Advocates Investment Management
Washington
USD 1.79 M +USD 1.86 M +149,000 Nuevas
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