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PIMCO Corporate & Income Opportunity Fund
PTY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
LPL Financial
1
LPL Financial
California
USD 26.2 M +USD 1.82 M +99,822 +7%
Morgan Stanley
2
Morgan Stanley
New York
USD 17.8 M -USD 1.43 M -78,524 -7%
Concourse Financial Group Securities
3
Concourse Financial Group Securities
Alabama
USD 17.4 M +USD 4.94 M +271,290 +40%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
USD 9.08 M +USD 378 k +20,787 +4%
Cetera Advisor Networks
5
Cetera Advisor Networks
California
USD 7.98 M +USD 303 k +16,637 +4%
Bank of America
6
Bank of America
North Carolina
USD 6.6 M -USD 1.4 M -77,181 -18%
Ladenburg Thalmann Financial Services
7
Ladenburg Thalmann Financial Services
Florida
USD 6.26 M +USD 2.5 M +137,593 +66%
Advisor Group
8
Advisor Group
Arizona
USD 5.29 M -USD 93.9 k -5,158 -2%
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
USD 5.18 M +USD 183 k +10,070 +4%
UBS Group
10
UBS Group
Switzerland
USD 3.44 M -USD 472 k -25,950 -12%
Creative Planning
11
Creative Planning
Kansas
USD 3.04 M +USD 2.56 M +140,748 +524%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
USD 3.02 M +USD 306 k +16,789 +11%
Cohen & Steers
13
Cohen & Steers
New York
USD 2.09 M -USD 2.13 M -116,907 -50%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
USD 1.68 M +USD 61.9 k +3,400 +4%
Guggenheim Capital
15
Guggenheim Capital
Illinois
USD 1.64 M -USD 34.6 k -1,902 -2%
Baird Financial Group
16
Baird Financial Group
Wisconsin
USD 1.59 M -USD 370 k -20,317 -19%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
USD 1.19 M – – –
US Bancorp
18
US Bancorp
Minnesota
USD 1.08 M +USD 23.6 k +1,299 +2%
Lincoln National Corp
19
Lincoln National Corp
Pennsylvania
USD 1.08 M +USD 125 k +6,859 +13%
CWM
20
Cornerstone Wealth Management
Missouri
USD 1.07 M +USD 29.5 k +1,620 +3%
MML Investors Services
21
MML Investors Services
Massachusetts
USD 1.04 M +USD 208 k +11,457 +25%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
USD 1.03 M +USD 26.9 k +1,476 +3%
Centaurus Financial
23
Centaurus Financial
California
USD 1.01 M +USD 30.6 k +1,680 +3%
Private Advisor Group
24
Private Advisor Group
New Jersey
USD 955 k -USD 70.2 k -3,858 -7%
Homrich & Berg
25
Homrich & Berg
Georgia
USD 838 k – – –
1
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