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PIMCO Corporate & Income Opportunity Fund
PTY

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 15.8 M +USD 266 k +20,089 +2%
LPL Financial
2
LPL Financial
California
USD 11.3 M -USD 145 k -10,933 -1%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
USD 8.81 M +USD 316 k +23,853 +3%
Penserra Capital Management
4
Penserra Capital Management
California
USD 7.7 M +USD 2.34 M +176,774 +37%
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
USD 5.9 M -USD 1.34 M -101,216 -17%
Osaic Holdings
6
Osaic Holdings
Arizona
USD 5.85 M +USD 234 k +17,688 +4%
Concourse Financial Group Securities
7
Concourse Financial Group Securities
Alabama
USD 3.89 M -USD 75.1 k -5,667 -2%
Cetera Advisor Networks
8
Cetera Advisor Networks
California
USD 3.2 M -USD 3.31 M -249,991 -48%
Dynamic Advisor Solutions
9
Dynamic Advisor Solutions
Arizona
USD 2.68 M +USD 303 k +22,882 +11%
GL
10
GHE LLC
Tennessee
USD 2.49 M +USD 2.79 M +210,349 Nuevas
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
USD 2.46 M +USD 292 k +22,062 +12%
Beacon Pointe Advisors
12
Beacon Pointe Advisors
California
USD 2.44 M -USD 39.9 k -3,009 -1%
Bank of America
13
Bank of America
North Carolina
USD 2.28 M -USD 660 k -49,805 -20%
SYM Financial Corp
14
SYM Financial Corp
Indiana
USD 2.11 M – – –
Accel Wealth Management
15
Accel Wealth Management
Iowa
USD 2.06 M +USD 23.7 k +1,786 +1%
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
USD 1.95 M -USD 2.09 M -157,850 -49%
Private Advisor Group
17
Private Advisor Group
New Jersey
USD 1.74 M +USD 503 k +37,969 +34%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
USD 1.68 M +USD 39.7 k +2,997 +2%
MML Investors Services
19
MML Investors Services
Massachusetts
USD 1.56 M +USD 138 k +10,399 +9%
UBS Group
20
UBS Group
Switzerland
USD 1.48 M -USD 97.8 k -7,381 -6%
Western Wealth Management
21
Western Wealth Management
Colorado
USD 1.46 M +USD 1.64 M +124,008 Nuevas
Kestra Advisory Services
22
Kestra Advisory Services
Texas
USD 1.24 M -USD 323 k -24,368 -19%
XML Financial
23
XML Financial
Maryland
USD 1.16 M +USD 1.31 M +99,070 Nuevas
M&T Bank
24
M&T Bank
New York
USD 1.14 M +USD 66.2 k +5,000 +5%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
USD 1.1 M -USD 183 k -13,813 -13%
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