Rivernorth Capital Management’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Rivernorth Capital Management’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$2.92M	Sell	242,427 -43,929	-15%	-$527K	0.14%	213
2026 Q1	$3.45M	Sell	286,356 -955,954	-77%	-$12.2M	0.17%	177
2025 Q4	$16M	Buy	+1,242,310	New	+$16.8M	0.76%	32
2019 Q1	–	Sell	-213,460	Closed	-$3.33M	–	272
2018 Q4	$3.33M	Buy	+213,460	New	+$3.45M	0.2%	113
2014 Q2	–	Sell	-215,937	Closed	-$3.9M	–	202
2014 Q1	$3.9M	Sell	215,937 -1,197,648	-85%	-$21.9M	0.32%	88
2013 Q4	$24.4M	Buy	1,413,585 +604,217	+75%	+$10.8M	1.87%	5
2013 Q3	$14.6M	Sell	809,368 -4,666	-0.6%	-$83.1K	1.54%	20
2013 Q2	$15.9M	Buy	+814,034	New	+$16.6M	1.77%	15

Other funds holding PTY

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

XML Financial Bethesda, Maryland $1.37B AUM 28.49% 1-Year Est. Return

MTI

Merrithew & Thorsten Inc San Diego, California $117M AUM

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Rivernorth Capital Management's PTY Position: Q2 2026 in Review

Rivernorth Capital Management reduced its PIMCO Corporate & Income Opportunity Fund (PTY) stake by 15% in Q2 2026, selling an estimated $527K and leaving 242,427 shares worth $2.92M. The position accounts for 0.14% of the portfolio, ranked #213.

Rivernorth Capital Management first reported a position in PTY in Q2 2013 and has held it in 8 quarters since. The position peaked at $24.4M in Q4 2013. 222 funds tracked by Wall St. Rank hold PTY as of Q2 2026.

Rivernorth Capital Management held 242,427 shares of PIMCO Corporate & Income Opportunity Fund worth $2.92M as of Q2 2026.
Rivernorth Capital Management sold 43,929 PIMCO Corporate & Income Opportunity Fund shares in Q2 2026, an estimated $527K.
PIMCO Corporate & Income Opportunity Fund made up 0.14% of Rivernorth Capital Management's portfolio in Q2 2026, its #213 holding.
Rivernorth Capital Management first reported a position in PIMCO Corporate & Income Opportunity Fund in Q2 2013 and has held it in 8 quarters since.
Rivernorth Capital Management's PIMCO Corporate & Income Opportunity Fund position peaked at $24.4M in Q4 2013.
222 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q2 2026.

Based on Rivernorth Capital Management's 13F filing for Q2 2026, filed 14 Aug 2026.