Baird Financial Group’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Baird Financial Group’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-87,859	Closed	-$1.67M	–	1530
2019 Q4	$1.67M	Buy	87,859 +126	+0.1%	+$2.33K	0.01%	830
2019 Q3	$1.59M	Sell	87,733 -20,317	-19%	-$370K	0.01%	847
2019 Q2	$1.96M	Buy	+108,050	New	+$1.95M	0.01%	790
2018 Q4	–	Sell	-135,175	Closed	-$2.42M	–	1340
2018 Q3	$2.42M	Buy	135,175 +97,501	+259%	+$1.74M	0.02%	616
2018 Q2	$659K	Buy	+37,674	New	+$669K	﹤0.01%	940
2016 Q2	–	Sell	-43,976	Closed	-$599K	–	1243
2016 Q1	$599K	Buy	+43,976	New	+$573K	0.01%	865

Other funds holding PTY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CFGS

Concourse Financial Group Securities Birmingham, Alabama $1.77B AUM 17.37% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Baird Financial Group's PTY Position: Q1 2020 in Review

Baird Financial Group sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q1 2020, closing a stake of 87,859 shares — an estimated $1.67M sold.

Baird Financial Group first reported a position in PTY in Q1 2016 and held it in 6 quarters. The position peaked at $2.42M in Q3 2018. 116 funds tracked by Wall St. Rank hold PTY as of Q1 2020.

Baird Financial Group reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q1 2020 after selling out during the quarter.
Baird Financial Group sold 87,859 PIMCO Corporate & Income Opportunity Fund shares in Q1 2020, an estimated $1.67M.
Baird Financial Group first reported a position in PIMCO Corporate & Income Opportunity Fund in Q1 2016 and held it in 6 quarters.
Baird Financial Group's PIMCO Corporate & Income Opportunity Fund position peaked at $2.42M in Q3 2018.
116 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q1 2020.

Based on Baird Financial Group's 13F filing for Q1 2020, filed 14 May 2020.