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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLDR icon
251
Fidelity Low Duration Bond Factor ETF
FLDR
$1.95B
$12.4M 0.08%
244,278
+106,967
+78% +$5.43M
EMLC icon
252
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
$12.4M 0.08%
363,995
+3,890
+1% +$130K
C icon
253
Citigroup
C
$222B
$12.3M 0.08%
159,029
+4,129
+3% +$305K
AEP icon
254
American Electric Power
AEP
$73.7B
$12.2M 0.08%
132,133
+5,676
+4% +$524K
VLO icon
255
Valero Energy
VLO
$89.8B
$12.2M 0.08%
130,793
-15,343
-10% -$1.45M
SHOP icon
256
Shopify
SHOP
$148B
$12.1M 0.08%
340,020
+98,550
+41% +$3.33M
IUSV icon
257
iShares Core S&P US Value ETF
IUSV
$27.2B
$12.1M 0.08%
192,584
-208
-0.1% -$12.5K
IYW icon
258
iShares US Technology ETF
IYW
$23.7B
$12.1M 0.08%
211,620
+21,600
+11% +$1.17M
FQAL icon
259
Fidelity Quality Factor ETF
FQAL
$1.41B
$12.1M 0.08%
320,011
+47,424
+17% +$1.72M
GIS icon
260
General Mills
GIS
$19.2B
$12M 0.08%
226,484
-11,783
-5% -$621K
SPHD icon
261
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$11.9M 0.07%
269,856
+40,198
+18% +$1.72M
VFH icon
262
Vanguard Financials ETF
VFH
$13.3B
$11.8M 0.07%
174,336
-6,660
-4% -$486K
IWB icon
263
iShares Russell 1000 ETF
IWB
$47.7B
$11.8M 0.07%
73,889
+10,613
+17% +$1.81M
MGV icon
264
Vanguard Mega Cap Value ETF
MGV
$13.2B
$11.8M 0.07%
135,030
+10,015
+8% +$840K
VT icon
265
Vanguard Total World Stock ETF
VT
$76.3B
$11.6M 0.07%
149,434
+75,852
+103% +$5.9M
PGX icon
266
Invesco Preferred ETF
PGX
$3.84B
$11.5M 0.07%
768,934
+119,048
+18% +$1.78M
AMT icon
267
American Tower
AMT
$77.7B
$11.5M 0.07%
51,519
-598
-1% -$130K
HYLS icon
268
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$11.4M 0.07%
234,368
-7,253
-3% -$350K
RDIV icon
269
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
$11.4M 0.07%
289,696
-15,150
-5% -$581K
SYY icon
270
Sysco
SYY
$39.7B
$11.3M 0.07%
133,401
+5,429
+4% +$440K
LLY icon
271
Eli Lilly
LLY
$1.07T
$11.3M 0.07%
86,322
+4,064
+5% +$471K
NLY icon
272
Annaly Capital Management
NLY
$16.9B
$11.3M 0.07%
298,186
+3,551
+1% +$129K
SYK icon
273
Stryker
SYK
$127B
$11.3M 0.07%
54,250
+9,902
+22% +$2.06M
MPT
274
Medical Properties Trust
MPT
$2.89B
$11.2M 0.07%
531,427
-102,351
-16% -$2.07M
SPYM
275
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$11.2M 0.07%
301,277
-133,817
-31% -$4.84M
9 10
11
12 13

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.