Ladenburg Thalmann Financial Services’s First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF HYLS Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio HYLS Stock Details HYLS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$11.4M	Sell	234,368 -7,253	-3%	-$350K	0.07%	268
2019 Q3	$11.7M	Buy	241,621 +54,034	+29%	+$2.6M	0.08%	243
2019 Q2	$9.03M	Buy	187,587 +45,366	+32%	+$2.18M	0.07%	291
2019 Q1	$6.81M	Buy	142,221 +10,644	+8%	+$502K	0.05%	350
2018 Q4	$5.96M	Buy	131,577 +2,294	+2%	+$107K	0.05%	325
2018 Q3	$6.18M	Buy	129,283 +17,194	+15%	+$820K	0.05%	331
2018 Q2	$5.33M	Hold	112,089	–	–	0.05%	345
2018 Q1	$5.33M	Buy	112,089 +3,615	+3%	+$174K	0.05%	345
2017 Q4	$5.27M	Buy	108,474 +38,897	+56%	+$1.89M	0.05%	336
2017 Q3	$3.41M	Buy	69,577 +5,843	+9%	+$288K	0.04%	423
2017 Q2	$3.13M	Buy	63,734 +14,674	+30%	+$722K	0.04%	432
2017 Q1	$2.4M	Buy	49,060 +13,916	+40%	+$678K	0.03%	499
2016 Q4	$1.7M	Buy	35,144 +2,093	+6%	+$101K	0.02%	584
2016 Q3	$1.61M	Buy	33,051 +7,343	+29%	+$356K	0.02%	577
2016 Q2	$1.23M	Buy	25,708 +12,463	+94%	+$595K	0.02%	664
2016 Q1	$628K	Buy	13,245 +6,328	+91%	+$295K	0.01%	912
2015 Q4	$324K	Buy	6,917 +1,059	+18%	+$50.8K	0.01%	1271
2015 Q3	$282K	Buy	5,858 +2,653	+83%	+$132K	0.01%	1256
2015 Q2	$160K	Buy	3,205 +1,803	+129%	+$91.3K	﹤0.01%	1769
2015 Q1	$71K	Buy	1,402 +459	+49%	+$23K	﹤0.01%	2310
2014 Q4	$47K	Sell	943 -517	-35%	-$26.2K	﹤0.01%	2396
2014 Q3	$74K	Buy	1,460 +3	+0.2%	+$156	﹤0.01%	1791
2014 Q2	$77K	Buy	1,457 +187	+15%	+$9.8K	﹤0.01%	1769
2014 Q1	$66K	Hold	1,270	–	–	﹤0.01%	1763
2013 Q4	$65K	Sell	1,270 -205	-14%	-$10.5K	﹤0.01%	1737
2013 Q3	$74K	Buy	1,475 +1,080	+273%	+$54.5K	﹤0.01%	1560
2013 Q2	$20K	Buy	+395	New	+$20.2K	﹤0.01%	2339

Other funds holding HYLS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

JCM

Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

AWMS

Advocacy Wealth Management Services Atlanta, Georgia $2.26B AUM 13.25% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Ladenburg Thalmann Financial Services's HYLS Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF (HYLS) stake by 3% in Q4 2019, selling an estimated $350K and leaving 234,368 shares worth $11.4M. The position accounts for 0.07% of the portfolio, ranked #268.

Ladenburg Thalmann Financial Services first reported a position in HYLS in Q2 2013 and has held it in 27 quarters since. The position peaked at $11.7M in Q3 2019. 155 funds tracked by Wall St. Rank hold HYLS as of Q4 2019.

Ladenburg Thalmann Financial Services held 234,368 shares of First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF worth $11.4M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 7,253 First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF shares in Q4 2019, an estimated $350K.
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF made up 0.07% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #268 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF position peaked at $11.7M in Q3 2019.
155 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.