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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

155 hedge funds and large institutions have $943M invested in First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in 2019 Q4 according to their latest regulatory filings, with 34 funds opening new positions, 74 increasing their positions, 33 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

124% more repeat investments, than reductions

Existing positions increased: 74 | Existing positions reduced: 33

89% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 18

11% more capital invested

Capital invested by funds: $846M → $943M (+$96.6M)

10% more funds holding

Funds holding: 141155 (+14)

0.54% more ownership

Funds ownership: 60.94%61.47% (+0.54%)

0% more funds holding in top 10

Funds holding in top 10: 77 (0)

Holders
155
Holders Change
+14
Holders Change %
+9.93%
% of All Funds
3.05%
Holding in Top 10
7
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
34
Increased
74
Reduced
33
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$171M -$4.96M -102,709 -3%
First Trust Advisors
2
First Trust Advisors
Illinois
$170M +$7.12M +147,458 +4%
Wells Fargo
3
Wells Fargo
California
$70.5M +$9.43M +195,272 +16%
Bank of America
4
Bank of America
North Carolina
$43.8M +$37.4K +774 +0.1%
Jane Street
5
Jane Street
New York
$34.5M +$29.4M +609,549 +625%
UBS Group
6
UBS Group
Switzerland
$31.7M +$899K +18,617 +3%
JCM
7
Janney Capital Management
Pennsylvania
$27M -$1.34M -27,709 -5%
AWMS
8
Advocacy Wealth Management Services
Georgia
$26.9M -$1.94M -40,213 -7%
LPL Financial
9
LPL Financial
California
$23.4M +$1.03M +21,332 +5%
Truist Financial
10
Truist Financial
North Carolina
$22.2M +$22M +455,671 New
RWP
11
RWA Wealth Partners
Massachusetts
$21.8M +$336K +6,947 +2%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$21.4M +$969K +20,054 +5%
Stifel Financial
13
Stifel Financial
Missouri
$17.4M +$2.54M +52,590 +17%
PAG
14
Private Advisor Group
New Jersey
$14.7M +$1.28M +26,397 +10%
FAM
15
Flaharty Asset Management
Florida
$14.3M +$192K +3,980 +1%
OCM
16
One Capital Management
California
$12.5M +$358K +7,420 +3%
Citadel Advisors
17
Citadel Advisors
Florida
$11.6M +$11.5M +238,677 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$11.4M -$350K -7,253 -3%
BFG
19
Beacon Financial Group
Texas
$10.8M +$25.5K +527 +0.2%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$10.1M +$1.51M +31,201 +18%
PNC
21
Park National Corp
Ohio
$9.55M +$1.74M +36,051 +23%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$7.35M +$488K +10,101 +7%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$6.59M +$1.7M +35,150 +35%
Carson Wealth (CWM LLC)
24
Carson Wealth (CWM LLC)
Nebraska
$6.33M
OMC
25
Old Mission Capital
Illinois
$6.04M +$5.98M +123,705 New

HYLS Hedge Fund Activity: Q4 2019 in Review

155 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF (HYLS) for Q4 2019, worth a combined $943M — up 11% from $846M a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new HYLS positions and 18 closed out — a net gain of 16 holders — while 74 added to existing stakes and 33 trimmed.

The largest buyer was Jane Street, adding an estimated $29.4M. The largest seller was Trilogy Capital, exiting entirely with an estimated $6.14M sold.

  • 155 institutional investors held First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF (HYLS) as of Q4 2019, up from 141 in Q3 2019.
  • Funds reported $943M of First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF stock for Q4 2019, up 11% quarter-over-quarter.
  • 34 funds opened new First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF positions in Q4 2019 and 18 closed out, a net change of +16 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF buyer in Q4 2019 was Jane Street, an estimated $29.4M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF seller in Q4 2019 was Trilogy Capital, an estimated $6.14M sold.

Based on aggregated 13F filings for Q4 2019.