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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

198 hedge funds and large institutions have $926M invested in First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in 2023 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 75 increasing their positions, 74 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more repeat investments, than reductions

Existing positions increased: 75 | Existing positions reduced: 74

5.79% less ownership

Funds ownership: 69.3%63.51% (-5.8%)

6% less funds holding

Funds holding: 211198 (-13)

8% less capital invested

Capital invested by funds: $1.01B → $926M (-$82.1M)

38% less first-time investments, than exits

New positions opened: 18 | Existing positions closed: 29

57% less funds holding in top 10

Funds holding in top 10: 73 (-4)

Holders
198
Holders Change
-13
Holders Change %
-6.16%
% of All Funds
3.14%
Holding in Top 10
3
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-57.14%
% of All Funds
0.05%
New
18
Increased
75
Reduced
74
Closed
29
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$163M -$20.3M -511,286 -11%
First Trust Advisors
2
First Trust Advisors
Illinois
$103M -$1.24M -31,229 -1%
Wells Fargo
3
Wells Fargo
California
$84.9M -$12.1M -305,217 -12%
LPL Financial
4
LPL Financial
California
$82.6M +$4.51M +113,806 +6%
OCM
5
One Capital Management
California
$53.2M +$5.27M +132,856 +11%
UBS Group
6
UBS Group
Switzerland
$40.6M +$1.28M +32,193 +3%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$22.2M -$26.9M -677,448 -55%
PNC
8
Park National Corp
Ohio
$17.2M -$77.8K -1,962 -0.4%
CAG
9
Csenge Advisory Group
Florida
$16.8M -$6.72M -169,433 -28%
Bank of America
10
Bank of America
North Carolina
$16.8M -$4.57M -115,372 -21%
LIA
11
Luken Investment Analytics
Tennessee
$14.6M -$833K -21,003 -5%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$14.3M +$8.49M +214,209 +143%
KWM
13
Kingsview Wealth Management
Oregon
$8.92M +$5.55M +139,997 +160%
KFP
14
KMG Fiduciary Partners
Ohio
$8.79M +$359K +9,060 +4%
Osaic Holdings
15
Osaic Holdings
Arizona
$8.57M -$2.43M -61,164 -22%
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$8.51M +$5.55M +139,952 +182%
AWA
17
Arkadios Wealth Advisors
Georgia
$8.32M +$380K +9,586 +5%
RJA
18
Raymond James & Associates
Florida
$8.05M -$60.8K -1,533 -0.7%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$7.84M +$4.51M +113,841 +133%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$7.83M -$2.5M -62,954 -24%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$7.09M +$2.47M +62,330 +53%
PAG
22
Private Advisor Group
New Jersey
$7.02M +$246K +6,197 +4%
Stifel Financial
23
Stifel Financial
Missouri
$6.73M -$304K -7,655 -4%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$6.73M -$446K -11,253 -6%
SPC
25
Sigma Planning Corp
Michigan
$5.76M -$970K -24,474 -14%

HYLS Hedge Fund Activity: Q3 2023 in Review

198 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF (HYLS) for Q3 2023, worth a combined $926M — down 8.1% from $1.01B a quarter earlier.

Sellers outnumbered buyers: 29 funds closed out of HYLS and 18 opened new positions — a net loss of 11 holders — while 74 trimmed existing stakes and 75 added.

The largest buyer was Commonwealth Equity Services, adding an estimated $8.49M. The largest seller was Prostatis Group, cutting an estimated $64.4M.

  • 198 institutional investors held First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF (HYLS) as of Q3 2023, down from 211 in Q2 2023.
  • Funds reported $926M of First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF stock for Q3 2023, down 8.1% quarter-over-quarter.
  • 18 funds opened new First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF positions in Q3 2023 and 29 closed out, a net change of -11 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF buyer in Q3 2023 was Commonwealth Equity Services, an estimated $8.49M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF seller in Q3 2023 was Prostatis Group, an estimated $64.4M sold.

Based on aggregated 13F filings for Q3 2023.