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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

166 hedge funds and large institutions have $1.31B invested in First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in 2020 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 88 increasing their positions, 39 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

126% more repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 39

40% more funds holding in top 10

Funds holding in top 10: 57 (+2)

29% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 17

19% more capital invested

Capital invested by funds: $1.11B → $1.31B (+$206M)

2% more funds holding

Funds holding: 162166 (+4)

1.98% more ownership

Funds ownership: 64.33%66.3% (+2%)

Holders
166
Holders Change
+4
Holders Change %
+2.47%
% of All Funds
3.35%
Holding in Top 10
7
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+40%
% of All Funds
0.14%
New
22
Increased
88
Reduced
39
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$384M +$48.5M +1,027,149 +14%
Wells Fargo
2
Wells Fargo
California
$128M +$33.1M +699,812 +35%
First Trust Advisors
3
First Trust Advisors
Illinois
$122M +$7.7M +162,861 +7%
UBS Group
4
UBS Group
Switzerland
$50.6M +$9.94M +210,427 +24%
LPL Financial
5
LPL Financial
California
$49.8M +$7.52M +159,083 +18%
Bank of America
6
Bank of America
North Carolina
$49.6M +$2.9M +61,370 +6%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$39.1M +$10.2M +216,437 +35%
OCM
8
One Capital Management
California
$25.4M +$6.66M +140,855 +35%
Osaic Holdings
9
Osaic Holdings
Arizona
$24.6M +$2.47M +52,216 +11%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$19.9M -$4.68M -98,976 -19%
Stifel Financial
11
Stifel Financial
Missouri
$19.4M +$3.16M +66,808 +19%
GIA
12
Gladstone Institutional Advisory
Florida
$18.8M +$3.74M +79,201 +25%
PAG
13
Private Advisor Group
New Jersey
$18M +$991K +20,982 +6%
BFG
14
Beacon Financial Group
Texas
$17.8M -$59.3K -1,255 -0.3%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$15.6M +$6.02M +127,456 +63%
AWM
16
AE Wealth Management
Kansas
$14.5M +$11M +231,809 +305%
Qube Research & Technologies (QRT)
17
Qube Research & Technologies (QRT)
United Kingdom
$14.5M +$9.55M +202,183 +193%
SS
18
Simplicity Solutions
Minnesota
$14.2M +$11.4M +241,118 +400%
Truist Financial
19
Truist Financial
North Carolina
$14.1M +$1.75M +37,053 +14%
PNC
20
Park National Corp
Ohio
$13.9M +$1.95M +41,257 +16%
AFA
21
American Financial Advisors
Georgia
$13.2M -$175K -3,705 -1%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$12.1M -$5.16M -109,153 -30%
CAG
23
Csenge Advisory Group
Florida
$12M +$3.91M +82,651 +48%
Citadel Advisors
24
Citadel Advisors
Florida
$11M +$11M +232,305 New
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$10.8M +$5.55M +117,524 +105%

HYLS Hedge Fund Activity: Q3 2020 in Review

166 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF (HYLS) for Q3 2020, worth a combined $1.31B — up 19% from $1.11B a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new HYLS positions and 17 closed out — a net gain of 5 holders — while 88 added to existing stakes and 39 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $48.5M. The largest seller was Jane Street, exiting entirely with an estimated $33.5M sold.

  • 166 institutional investors held First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF (HYLS) as of Q3 2020, up from 162 in Q2 2020.
  • Funds reported $1.31B of First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF stock for Q3 2020, up 19% quarter-over-quarter.
  • 22 funds opened new First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF positions in Q3 2020 and 17 closed out, a net change of +5 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF buyer in Q3 2020 was Morgan Stanley, an estimated $48.5M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF seller in Q3 2020 was Jane Street, an estimated $33.5M sold.

Based on aggregated 13F filings for Q3 2020.