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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$204M -$944K -23,097 -0.5%
LPL Financial
2
LPL Financial
California
$131M -$2.03M -49,689 -2%
First Trust Advisors
3
First Trust Advisors
Illinois
$112M +$2.66M +65,048 +2%
Wells Fargo
4
Wells Fargo
California
$63.8M -$1.14M -27,764 -2%
UBS Group
5
UBS Group
Switzerland
$38.7M -$1.07M -26,109 -3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$31.4M +$839K +20,514 +3%
Raymond James Financial
7
Raymond James Financial
Florida
$21.2M +$371K +9,067 +2%
KFP
8
KMG Fiduciary Partners
Ohio
$16.8M +$20.4K +498 +0.1%
P
9
&Partners
Tennessee
$15.2M -$4.12M -100,643 -21%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$13.5M +$598K +14,618 +5%
Bank of America
11
Bank of America
North Carolina
$13.4M -$153K -3,752 -1%
Stifel Financial
12
Stifel Financial
Missouri
$12.6M +$548K +13,400 +5%
VAS
13
Vestmark Advisory Solutions
Massachusetts
$11.5M -$3.36M -82,288 -23%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$10M +$526K +12,872 +6%
PNC
15
Park National Corp
Ohio
$9.84M -$2.08M -50,868 -17%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$9M -$640K -15,660 -7%
CCFM
17
Clear Creek Financial Management
Washington
$8.67M -$214K -5,225 -2%
MYIA
18
Mount Yale Investment Advisors
Colorado
$7.88M -$3.33M -81,408 -30%
OCM
19
One Capital Management
California
$7.1M
BCP
20
Blackhawk Capital Partners
Wisconsin
$6.99M +$7.03M +171,989 New
Jane Street
21
Jane Street
New York
$5.84M -$14.7M -360,264 -71%
FSBI
22
Fearless Solutions (Best Invest)
Texas
$5.84M -$951K -23,261 -14%
NA
23
NewEdge Advisors
Louisiana
$5.52M -$1.05M -25,599 -16%
HI
24
Harbour Investments
Wisconsin
$5.21M +$654K +16,000 +14%
Citigroup
25
Citigroup
New York
$5.09M -$529K -12,940 -9%