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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$150M +$3.09M +66,054 +2%
First Trust Advisors
2
First Trust Advisors
Illinois
$121M -$28.6M -611,105 -18%
FTUS
3
Flow Traders U.S.
New York
$61.8M +$68.5M +1,464,623 +17,225%
Wells Fargo
4
Wells Fargo
California
$60.6M -$83.2K -1,778 -0.1%
Bank of America
5
Bank of America
North Carolina
$29.1M -$9.65M -206,299 -23%
AWMS
6
Advocacy Wealth Management Services
Georgia
$24.6M +$1.51M +32,250 +6%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$23.7M +$26.4M +563,653 New
Jane Street
8
Jane Street
New York
$23.7M -$6.71M -143,419 -20%
LPL Financial
9
LPL Financial
California
$22.9M +$3.04M +64,908 +14%
UBS Group
10
UBS Group
Switzerland
$18.6M -$9.67M -206,713 -32%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$18.5M +$116K +2,475 +0.6%
Citadel Advisors
12
Citadel Advisors
Florida
$17.2M +$8.01M +171,108 +72%
Stifel Financial
13
Stifel Financial
Missouri
$15.6M +$754K +16,115 +5%
BFG
14
Beacon Financial Group
Texas
$14.5M +$2.06M +44,126 +15%
PAG
15
Private Advisor Group
New Jersey
$13.3M +$703K +15,031 +5%
AFA
16
American Financial Advisors
Georgia
$12.2M +$12.8M +273,969 New
Osaic Holdings
17
Osaic Holdings
Arizona
$11.9M +$13.3M +284,242 New
OCM
18
One Capital Management
California
$11.2M +$496K +10,599 +4%
PNC
19
Park National Corp
Ohio
$9.93M +$1.91M +40,912 +21%
MML Investors Services
20
MML Investors Services
Massachusetts
$8.01M +$7.18M +153,376 +410%
Carson Wealth (CWM LLC)
21
Carson Wealth (CWM LLC)
Nebraska
$6.33M
Qube Research & Technologies (QRT)
22
Qube Research & Technologies (QRT)
United Kingdom
$6.22M +$4.89M +104,503 +239%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$5.88M -$3.14M -67,064 -32%
Thrivent Financial for Lutherans
24
Thrivent Financial for Lutherans
Minnesota
$4.96M +$603K +12,878 +13%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$4.62M -$1.9M -40,601 -27%