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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$408M +$11.3M +234,795 +3%
Wells Fargo
2
Wells Fargo
California
$142M +$9.62M +199,933 +7%
First Trust Advisors
3
First Trust Advisors
Illinois
$116M -$9.29M -193,128 -7%
Jane Street
4
Jane Street
New York
$113M +$112M +2,323,089 New
Bank of America
5
Bank of America
North Carolina
$62.4M +$11M +228,482 +22%
LPL Financial
6
LPL Financial
California
$58M +$6.48M +134,758 +13%
UBS Group
7
UBS Group
Switzerland
$52.9M +$606K +12,603 +1%
Citadel Advisors
8
Citadel Advisors
Florida
$38.7M +$27.1M +562,498 +242%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$38.4M -$2M -41,560 -5%
OCM
10
One Capital Management
California
$28.3M +$1.97M +40,926 +8%
Qube Research & Technologies (QRT)
11
Qube Research & Technologies (QRT)
United Kingdom
$24.9M +$9.77M +203,130 +66%
Stifel Financial
12
Stifel Financial
Missouri
$24.5M +$4.43M +92,045 +22%
Osaic Holdings
13
Osaic Holdings
Arizona
$20.7M -$4.84M -100,620 -19%
GIA
14
Gladstone Institutional Advisory
Florida
$20.6M +$1.14M +23,656 +6%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$19.9M -$645K -13,415 -3%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$19.8M +$3.63M +75,559 +23%
PAG
17
Private Advisor Group
New Jersey
$19.7M +$1.17M +24,333 +6%
BFG
18
Beacon Financial Group
Texas
$18.9M +$466K +9,686 +3%
RWP
19
RWA Wealth Partners
Massachusetts
$17.3M +$8.72M +181,295 +104%
PNC
20
Park National Corp
Ohio
$17M +$2.68M +55,646 +19%
CAG
21
Csenge Advisory Group
Florida
$14.4M +$2.02M +41,899 +17%
AFA
22
American Financial Advisors
Georgia
$13.4M -$244K -5,077 -2%
BFG
23
Berger Financial Group
Minnesota
$12.9M +$12.7M +264,535 New
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$12M -$547K -11,380 -4%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$11.6M +$411K +8,551 +4%