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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$149M -$20.7M -443,762 -12%
Morgan Stanley
2
Morgan Stanley
New York
$140M +$39.1M +838,680 +40%
FTUS
3
Flow Traders U.S.
New York
$101M +$99.2M +2,130,660 New
ACM
4
Aviance Capital Management
Florida
$59.2M +$56.2M +1,205,824 +2,842%
Bank of America
5
Bank of America
North Carolina
$25.2M +$4.43M +95,136 +22%
LPL Financial
6
LPL Financial
California
$23M +$4.07M +87,429 +22%
Wells Fargo
7
Wells Fargo
California
$20.9M +$8.5M +182,524 +71%
UBS Group
8
UBS Group
Switzerland
$20.4M +$3.08M +66,119 +18%
FMP
9
Financial Management Professionals
Texas
$12.3M +$268K +5,753 +2%
HI
10
Hudock Inc
Pennsylvania
$8.86M -$1.23M -26,499 -12%
JCM
11
Janney Capital Management
Pennsylvania
$7.17M +$7.05M +151,283 New
RJFSA
12
Raymond James Financial Services Advisors
Florida
$7.12M +$5.99M +128,712 +598%
Stifel Financial
13
Stifel Financial
Missouri
$6.95M +$3.27M +70,173 +92%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$6.33M -$1.74M -37,452 -22%
JP Morgan Chase
15
JP Morgan Chase
New York
$5.64M +$115K +2,463 +2%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$5.55M +$2.56M +54,925 +88%
MFS
17
MSI Financial Services
Massachusetts
$4.94M +$3.97M +85,149 +444%
BTS
18
BB&T Securities
Virginia
$4.75M +$410K +8,806 +10%
CP
19
Camelot Portfolios
Ohio
$3.99M -$13.5K -289 -0.3%
AWMS
20
Advocacy Wealth Management Services
Georgia
$3.7M +$2.4M +51,471 +193%
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$3.7M +$2.34M +50,323 +182%
IH
22
IFC Holdings
Florida
$2.06M -$74.1K -1,591 -4%
ACM
23
Avalon Capital Management
California
$2.06M -$17.5K -375 -0.9%
NPC
24
National Planning Corporation
California
$2.02M -$59.2K -1,271 -3%
Goldman Sachs
25
Goldman Sachs
New York
$1.77M +$1.74M +37,279 New