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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$196M -$33.3M -847,348 -14%
First Trust Advisors
2
First Trust Advisors
Illinois
$122M -$5.79M -147,086 -4%
Wells Fargo
3
Wells Fargo
California
$90.6M +$3.88M +98,544 +4%
LPL Financial
4
LPL Financial
California
$64M -$2.48M -63,060 -4%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$49.1M +$1.14M +28,862 +2%
UBS Group
6
UBS Group
Switzerland
$39.1M +$1.37M +34,894 +4%
OCM
7
One Capital Management
California
$38.5M +$3.25M +82,634 +9%
Bank of America
8
Bank of America
North Carolina
$32.7M -$3.36M -85,334 -9%
Jane Street
9
Jane Street
New York
$23.5M +$23.5M +596,078 +6,921%
PNC
10
Park National Corp
Ohio
$17.2M -$1.25M -31,884 -7%
DWM
11
Darwin Wealth Management
Florida
$16.9M -$804K -20,446 -5%
CAG
12
Csenge Advisory Group
Florida
$16.7M +$5.7M +144,764 +51%
LIA
13
Luken Investment Analytics
Tennessee
$13.2M +$13.3M +337,771 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$10.8M -$2.63M -66,727 -19%
BFG
15
Beacon Financial Group
Texas
$10.1M -$4.72M -119,937 -32%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$9.2M -$93.5K -2,376 -1%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$8.86M -$3.11M -79,140 -26%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$8.35M -$2.86M -72,769 -25%
OMC
19
Old Mission Capital
Illinois
$7.77M -$6.24M -158,607 -44%
MWAM
20
Manhattan West Asset Management
California
$7.64M +$1.51M +38,419 +24%
Osaic Holdings
21
Osaic Holdings
Arizona
$7.52M -$5.09M -129,468 -40%
AWA
22
Arkadios Wealth Advisors
Georgia
$7.14M -$287K -7,299 -4%
RJA
23
Raymond James & Associates
Florida
$7.1M -$519K -13,192 -7%
Stifel Financial
24
Stifel Financial
Missouri
$6.55M -$6.6M -167,717 -50%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$6.2M -$4.43M -112,697 -41%