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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$329M -$43.6M -942,427 -12%
First Trust Advisors
2
First Trust Advisors
Illinois
$147M +$45.8M +988,586 +45%
Wells Fargo
3
Wells Fargo
California
$137M -$8.67M -187,306 -6%
LPL Financial
4
LPL Financial
California
$74.4M -$11.9M -256,675 -14%
UBS Group
5
UBS Group
Switzerland
$68.2M +$441K +9,533 +0.6%
Bank of America
6
Bank of America
North Carolina
$43.1M -$17.5M -379,105 -29%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$42.4M +$3.46M +74,817 +9%
OCM
8
One Capital Management
California
$39.2M +$3.02M +65,327 +8%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$33.3M +$7.5M +161,979 +29%
PNC
10
Park National Corp
Ohio
$22.3M +$185K +3,990 +0.8%
DWM
11
Darwin Wealth Management
Florida
$20.4M -$616K -13,312 -3%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$19.9M +$5.42M +117,198 +37%
MF
13
Manchester Financial
California
$19.8M +$3.16M +68,325 +19%
Stifel Financial
14
Stifel Financial
Missouri
$18.9M -$653K -14,102 -3%
BFG
15
Beacon Financial Group
Texas
$17.9M +$510K +11,011 +3%
Truist Financial
16
Truist Financial
North Carolina
$15.6M -$7.76M -167,701 -33%
Citadel Advisors
17
Citadel Advisors
Florida
$15.5M +$567K +12,247 +4%
PAG
18
Private Advisor Group
New Jersey
$14.7M -$3.26M -70,443 -18%
CAG
19
Csenge Advisory Group
Florida
$14M +$694K +14,995 +5%
Osaic Holdings
20
Osaic Holdings
Arizona
$13M -$554K -11,979 -4%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$11.9M -$469K -10,129 -4%
RA
22
RiverTree Advisors
Florida
$10.9M +$1.6M +34,548 +17%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$9.65M +$694K +14,992 +8%
AWM
24
AE Wealth Management
Kansas
$9.54M +$861K +18,593 +10%
RJA
25
Raymond James & Associates
Florida
$8.12M +$451K +9,750 +6%
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