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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$208M +$23.7M +472,780 +13%
Morgan Stanley
2
Morgan Stanley
New York
$36.2M -$439K -8,757 -1%
Bank of America
3
Bank of America
North Carolina
$13.6M +$2.56M +51,118 +23%
UBS Group
4
UBS Group
Switzerland
$9.39M +$1.57M +31,435 +20%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$7.62M +$347K +6,935 +5%
LPL Financial
6
LPL Financial
California
$7.24M +$4.15M +82,861 +138%
CP
7
Camelot Portfolios
Ohio
$3.75M -$457K -9,128 -11%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.62M -$312K -6,239 -11%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.81M +$1.57M +31,436 +714%
Thrivent Financial for Lutherans
10
Thrivent Financial for Lutherans
Minnesota
$1.69M -$1.17M -23,315 -41%
ICOA
11
Investment Centers of America
North Dakota
$1.6M +$521K +10,408 +49%
IH
12
IFC Holdings
Florida
$1.46M +$92K +1,837 +7%
AIG
13
American International Group
New York
$1.25M +$43.4K +866 +4%
MMA
14
Miracle Mile Advisors
California
$1.19M +$35.1K +700 +3%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$703K +$851 +17 +0.1%
Bank of Montreal
16
Bank of Montreal
Ontario, Canada
$641K +$201K +4,022 +46%
AI
17
Atria Investments
North Carolina
$535K -$149K -2,966 -22%
Stifel Financial
18
Stifel Financial
Missouri
$534K +$17.6K +351 +3%
SB
19
Suntrust Banks
Georgia
$524K -$11K -220 -2%
PTC
20
Private Trust Company
Ohio
$404K
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$351K +$347K +6,936 New
WA
22
WESPAC Advisors
California
$293K +$290K +5,800 New
BTS
23
BB&T Securities
Virginia
$272K +$269K +5,380 New
BFEC
24
Benjamin F. Edwards & Company
Missouri
$240K -$45.8K -914 -16%
Goldman Sachs
25
Goldman Sachs
New York
$231K +$229K +4,567 New