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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$200M +$3.17M +64,408 +2%
First Trust Advisors
2
First Trust Advisors
Illinois
$185M -$3.79M -76,931 -2%
ACM
3
Aviance Capital Management
Florida
$97.7M +$4.11M +83,384 +4%
Wells Fargo
4
Wells Fargo
California
$48.2M +$8.1M +164,398 +20%
Bank of America
5
Bank of America
North Carolina
$36M -$8.1M -164,426 -18%
JCM
6
Janney Capital Management
Pennsylvania
$33.1M +$14.8M +299,903 +80%
UBS Group
7
UBS Group
Switzerland
$31M +$432K +8,760 +1%
AWMS
8
Advocacy Wealth Management Services
Georgia
$30.5M +$8.55M +173,529 +39%
LPL Financial
9
LPL Financial
California
$18.2M +$709K +14,382 +4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$14.4M +$1.17M +23,753 +9%
BFG
11
Beacon Financial Group
Texas
$14.4M +$1.01M +20,443 +8%
FAM
12
Flaharty Asset Management
Florida
$14.1M +$14.2M +287,254 +108,808%
FMP
13
Financial Management Professionals
Texas
$12.5M +$230K +4,677 +2%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$10.9M +$1.36M +27,590 +14%
Stifel Financial
15
Stifel Financial
Missouri
$9.84M -$657K -13,337 -6%
MML Investors Services
16
MML Investors Services
Massachusetts
$8.59M +$1.23M +24,880 +17%
FTUS
17
Flow Traders U.S.
New York
$8.19M +$4.55M +92,387 +124%
1IA
18
1834 Investment Advisors
Wisconsin
$7.41M +$252K +5,107 +4%
MMA
19
Miracle Mile Advisors
California
$6.9M -$61.3K -1,243 -0.9%
IA
20
IFP Advisors
Florida
$6.69M +$3.24M +65,743 +93%
Jane Street
21
Jane Street
New York
$5.1M +$5.13M +104,031 New
MIFH
22
Migdal Insurance & Financial Holdings
Israel
$5M +$694K +14,092 +16%
FAAS
23
First Allied Advisory Services
California
$4.4M +$277K +5,630 +7%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$4.27M +$387K +7,847 +10%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$4.14M +$105K +2,124 +3%