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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$384M +$48.5M +1,027,149 +14%
Wells Fargo
2
Wells Fargo
California
$128M +$33.1M +699,812 +35%
First Trust Advisors
3
First Trust Advisors
Illinois
$122M +$7.7M +162,861 +7%
UBS Group
4
UBS Group
Switzerland
$50.6M +$9.94M +210,427 +24%
LPL Financial
5
LPL Financial
California
$49.8M +$7.52M +159,083 +18%
Bank of America
6
Bank of America
North Carolina
$49.6M +$2.9M +61,370 +6%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$39.1M +$10.2M +216,437 +35%
OCM
8
One Capital Management
California
$25.4M +$6.66M +140,855 +35%
Osaic Holdings
9
Osaic Holdings
Arizona
$24.6M +$2.47M +52,216 +11%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$19.9M -$4.68M -98,976 -19%
Stifel Financial
11
Stifel Financial
Missouri
$19.4M +$3.16M +66,808 +19%
GIA
12
Gladstone Institutional Advisory
Florida
$18.8M +$3.74M +79,201 +25%
PAG
13
Private Advisor Group
New Jersey
$18M +$991K +20,982 +6%
BFG
14
Beacon Financial Group
Texas
$17.8M -$59.3K -1,255 -0.3%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$15.6M +$6.02M +127,456 +63%
AWM
16
AE Wealth Management
Kansas
$14.5M +$11M +231,809 +305%
Qube Research & Technologies (QRT)
17
Qube Research & Technologies (QRT)
United Kingdom
$14.5M +$9.55M +202,183 +193%
SS
18
Simplicity Solutions
Minnesota
$14.2M +$11.4M +241,118 +400%
Truist Financial
19
Truist Financial
North Carolina
$14.1M +$1.75M +37,053 +14%
PNC
20
Park National Corp
Ohio
$13.9M +$1.95M +41,257 +16%
AFA
21
American Financial Advisors
Georgia
$13.2M -$175K -3,705 -1%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$12.1M -$5.16M -109,153 -30%
CAG
23
Csenge Advisory Group
Florida
$12M +$3.91M +82,651 +48%
Citadel Advisors
24
Citadel Advisors
Florida
$11M +$11M +232,305 New
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$10.8M +$5.55M +117,524 +105%