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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$211M -$8.94M -214,383 -4%
LPL Financial
2
LPL Financial
California
$120M -$11.6M -278,093 -9%
First Trust Advisors
3
First Trust Advisors
Illinois
$111M -$4.78M -114,652 -4%
Wells Fargo
4
Wells Fargo
California
$84.5M -$1.72M -41,209 -2%
UBS Group
5
UBS Group
Switzerland
$44.7M +$1.29M +30,849 +3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$33.7M +$4.32M +103,535 +15%
Bank of America
7
Bank of America
North Carolina
$31.5M +$14.2M +340,538 +81%
Raymond James Financial
8
Raymond James Financial
Florida
$15M +$15.1M +362,615 New
PAG
9
Private Advisor Group
New Jersey
$14.9M +$7.7M +184,622 +105%
Jane Street
10
Jane Street
New York
$14.4M +$14.2M +340,910 +4,797%
PNC
11
Park National Corp
Ohio
$13.6M -$314K -7,524 -2%
IAA
12
Independent Advisor Alliance
North Carolina
$13.4M +$13.6M +324,909 New
KFP
13
KMG Fiduciary Partners
Ohio
$13.1M +$463K +11,109 +4%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$10.9M -$1.72M -41,211 -14%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$10.7M +$1.92M +45,939 +22%
OCM
16
One Capital Management
California
$9.66M -$3.06M -73,405 -24%
Osaic Holdings
17
Osaic Holdings
Arizona
$9.28M +$5.29M +126,795 +130%
HIW
18
Holos Integrated Wealth
Pennsylvania
$8.76M +$8.84M +211,842 New
CIA
19
Concurrent Investment Advisors
Florida
$8.62M +$21.2K +508 +0.2%
KWM
20
Kingsview Wealth Management
Oregon
$8.49M -$959K -22,988 -10%
FSBI
21
Fearless Solutions (Best Invest)
Texas
$8.47M +$8.55M +205,028 New
CCFM
22
Clear Creek Financial Management
Washington
$8.09M +$313K +7,516 +4%
Stifel Financial
23
Stifel Financial
Missouri
$7.22M +$431K +10,333 +6%
P
24
&Partners
Tennessee
$7.08M +$6.24M +149,546 +704%
HAS
25
HBW Advisory Services
California
$6.91M +$59.6K +1,428 +0.9%
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