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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$204M -$59.6M -1,442,676 -22%
LPL Financial
2
LPL Financial
California
$132M -$27.8M -673,774 -17%
First Trust Advisors
3
First Trust Advisors
Illinois
$110M -$4.09M -98,998 -4%
Wells Fargo
4
Wells Fargo
California
$64.8M -$6.58M -159,150 -9%
UBS Group
5
UBS Group
Switzerland
$39.7M -$4.51M -109,111 -10%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$30.5M +$1.65M +39,905 +6%
Raymond James Financial
7
Raymond James Financial
Florida
$20.8M +$1.23M +29,747 +6%
Jane Street
8
Jane Street
New York
$20.4M +$20.8M +503,982 New
P
9
&Partners
Tennessee
$19.2M +$2.05M +49,696 +12%
KFP
10
KMG Fiduciary Partners
Ohio
$16.8M +$546K +13,217 +3%
VAS
11
Vestmark Advisory Solutions
Massachusetts
$14.8M -$501K -12,120 -3%
Bank of America
12
Bank of America
North Carolina
$13.5M -$272K -6,584 -2%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$12.9M -$4.59M -111,160 -26%
Stifel Financial
14
Stifel Financial
Missouri
$12M -$1.83M -44,241 -13%
PNC
15
Park National Corp
Ohio
$11.9M -$144K -3,488 -1%
MYIA
16
Mount Yale Investment Advisors
Colorado
$11.2M +$469K +11,347 +4%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$9.62M +$2.58M +62,493 +36%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$9.46M +$186K +4,495 +2%
CCFM
19
Clear Creek Financial Management
Washington
$8.87M +$25.3K +613 +0.3%
IAA
20
Independent Advisor Alliance
North Carolina
$8.3M +$8.45M +204,561 New
OCM
21
One Capital Management
California
$7.1M -$744K -18,002 -9%
FSBI
22
Fearless Solutions (Best Invest)
Texas
$6.77M -$1.13M -27,374 -14%
NA
23
NewEdge Advisors
Louisiana
$6.55M +$806K +19,512 +14%
Citigroup
24
Citigroup
New York
$5.61M -$476K -11,508 -8%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$4.97M +$59.2K +1,433 +1%
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