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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$181M -$30M -603,502 -14%
Morgan Stanley
2
Morgan Stanley
New York
$49.4M +$6.75M +135,790 +15%
Bank of America
3
Bank of America
North Carolina
$14.1M +$2.97M +59,841 +26%
UBS Group
4
UBS Group
Switzerland
$12.7M +$3.49M +70,205 +36%
HI
5
Hudock Inc
Pennsylvania
$10M +$10.3M +207,694 New
LPL Financial
6
LPL Financial
California
$9.67M +$918K +18,464 +10%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$9.14M +$1.18M +23,668 +14%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$6.46M +$2.91M +58,524 +77%
CP
9
Camelot Portfolios
Ohio
$3.79M -$88.8K -1,787 -2%
Stifel Financial
10
Stifel Financial
Missouri
$3.72M +$51.9K +1,045 +1%
AC
11
AFAM Capital
Texas
$3.35M -$1.97M -39,648 -36%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$3.34M +$605K +12,165 +21%
Jane Street
13
Jane Street
New York
$3.01M +$177K +3,567 +6%
IH
14
IFC Holdings
Florida
$2.3M +$239K +4,814 +11%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$2.03M +$454K +9,130 +28%
NPC
16
National Planning Corporation
California
$1.95M +$1.75M +35,283 +772%
Wells Fargo
17
Wells Fargo
California
$1.63M +$1.59M +31,993 +1,753%
Thrivent Financial for Lutherans
18
Thrivent Financial for Lutherans
Minnesota
$1.53M +$6.41K +129 +0.4%
JP Morgan Chase
19
JP Morgan Chase
New York
$1.46M +$332K +6,672 +28%
ICOA
20
Investment Centers of America
North Dakota
$1.41M +$69.6K +1,400 +5%
AIG
21
American International Group
New York
$1.36M +$6.26K +126 +0.4%
MMA
22
Miracle Mile Advisors
California
$1.3M +$203K +4,075 +18%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$1.17M +$34.2K +689 +3%
BA
24
BKS Advisors
Michigan
$1.17M +$29.8K +600 +3%
Goldman Sachs
25
Goldman Sachs
New York
$1.09M +$634K +12,752 +130%