National Planning Corporation’s First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF HYLS Stock Holding History

National Planning Corporation’s Portfolio HYLS Stock Details HYLS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-38,498	Closed	-$1.89M	–	282
2017 Q3	$1.89M	Buy	38,498 +1,519	+4%	+$74.9K	0.16%	149
2017 Q2	$1.82M	Sell	36,979 -9,961	-21%	-$490K	0.14%	170
2017 Q1	$2.29M	Buy	46,940 +3,086	+7%	+$150K	0.17%	130
2016 Q4	$2.13M	Sell	43,854 -535	-1%	-$25.8K	0.17%	127
2016 Q3	$2.14M	Buy	44,389 +1,306	+3%	+$63.4K	0.17%	127
2016 Q2	$2.08M	Buy	43,083 +682	+2%	+$32.5K	0.16%	134
2016 Q1	$2.02M	Sell	42,401 -1,271	-3%	-$59.2K	0.18%	129
2015 Q4	$2.01M	Buy	43,672 +3,816	+10%	+$183K	0.16%	137
2015 Q3	$1.95M	Buy	39,856 +35,283	+772%	+$1.75M	0.18%	124
2015 Q2	$228K	Buy	4,573 +280	+7%	+$14.2K	0.02%	543
2015 Q1	$218K	Buy	4,293 +3,328	+345%	+$167K	0.02%	571
2014 Q4	$47.7K	Buy	+965	New	+$48.8K	﹤0.01%	1278

Other funds holding HYLS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AWMS

Advocacy Wealth Management Services Atlanta, Georgia $2.26B AUM 13.25% 1-Year Est. Return

JCM

Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

National Planning Corporation's HYLS Position: Q4 2017 in Review

National Planning Corporation sold out of First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF (HYLS) in Q4 2017, closing a stake of 38,498 shares — an estimated $1.89M sold.

National Planning Corporation first reported a position in HYLS in Q4 2014 and held it in 12 quarters. The position peaked at $2.29M in Q1 2017. 124 funds tracked by Wall St. Rank hold HYLS as of Q4 2017.

National Planning Corporation reported no remaining First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 38,498 First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF shares in Q4 2017, an estimated $1.89M.
National Planning Corporation first reported a position in First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q4 2014 and held it in 12 quarters.
National Planning Corporation's First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF position peaked at $2.29M in Q1 2017.
124 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.