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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS

Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$181M +$184M +3,635,853 +49,133%
Morgan Stanley
2
Morgan Stanley
New York
$36M -$6.97M -137,726 -16%
Bank of America
3
Bank of America
North Carolina
$10.8M +$3.89M +76,931 +54%
UBS Group
4
UBS Group
Switzerland
$7.67M +$7.82M +154,438 New
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$7.14M +$373K +7,372 +5%
CP
6
Camelot Portfolios
Ohio
$4.14M +$4.22M +83,287 New
LPL Financial
7
LPL Financial
California
$2.98M +$14.9K +295 +0.5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.89M -$636K -12,558 -18%
Thrivent Financial for Lutherans
9
Thrivent Financial for Lutherans
Minnesota
$2.8M -$66.4K -1,311 -2%
VKH
10
Virtu KCG Holdings
New York
$1.41M +$1.44M +28,389 New
IH
11
IFC Holdings
Florida
$1.34M +$94.5K +1,868 +7%
AIG
12
American International Group
New York
$1.18M +$75.1K +1,483 +7%
MMA
13
Miracle Mile Advisors
California
$1.13M +$364K +7,200 +46%
ICOA
14
Investment Centers of America
North Dakota
$1.06M +$150K +2,960 +16%
PPA
15
Parametric Portfolio Associates
Washington
$926K +$944K +18,656 New
Jane Street
16
Jane Street
New York
$770K -$601K -11,884 -43%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$690K -$17M -336,438 -96%
AI
18
Atria Investments
North Carolina
$673K +$387K +7,652 +130%
SB
19
Suntrust Banks
Georgia
$526K +$202 +4 +0%
Stifel Financial
20
Stifel Financial
Missouri
$507K -$13.3K -262 -3%
Bank of Montreal
21
Bank of Montreal
Ontario, Canada
$430K +$250K +4,930 +132%
PTC
22
Private Trust Company
Ohio
$397K – – –
BFEC
23
Benjamin F. Edwards & Company
Missouri
$281K +$25.1K +495 +10%
Wells Fargo
24
Wells Fargo
California
$235K -$28.3K -560 -11%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$219K +$223K +4,403 New
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