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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$195M +$24.7M +506,199 +14%
Morgan Stanley
2
Morgan Stanley
New York
$193M +$7.77M +159,475 +4%
ACM
3
Aviance Capital Management
Florida
$94.7M +$5.62M +115,274 +6%
Bank of America
4
Bank of America
North Carolina
$47.2M +$707K +14,511 +2%
Wells Fargo
5
Wells Fargo
California
$38.4M -$2.29M -46,920 -6%
FTUS
6
Flow Traders U.S.
New York
$36.6M -$30.8M -632,271 -46%
UBS Group
7
UBS Group
Switzerland
$33.7M -$184K -3,774 -0.5%
AWMS
8
Advocacy Wealth Management Services
Georgia
$18.7M +$10.3M +212,322 +125%
JCM
9
Janney Capital Management
Pennsylvania
$18.1M +$12.1M +248,023 +202%
LPL Financial
10
LPL Financial
California
$17.1M +$475K +9,744 +3%
FMP
11
Financial Management Professionals
Texas
$12.5M +$274K +5,630 +2%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$12.1M +$2.17M +44,525 +22%
BFG
13
Beacon Financial Group
Texas
$12M +$4.47M +91,798 +59%
FAM
14
Flaharty Asset Management
Florida
$10.4M +$10.4M +213,621 New
Stifel Financial
15
Stifel Financial
Missouri
$10.1M +$695K +14,252 +7%
BTS
16
BB&T Securities
Virginia
$8.28M +$3.87M +79,477 +88%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$7.85M +$2.24M +46,001 +40%
MMA
18
Miracle Mile Advisors
California
$6.79M +$1.15M +23,531 +20%
1IA
19
1834 Investment Advisors
Wisconsin
$6.57M +$1.44M +29,538 +28%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$4.65M +$241K +4,944 +5%
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$4.12M
RJFSA
22
Raymond James Financial Services Advisors
Florida
$3.96M -$1.32M -27,002 -25%
MIFH
23
Migdal Insurance & Financial Holdings
Israel
$3.93M +$1.61M +32,960 +69%
IH
24
IFC Holdings
Florida
$3.85M -$889K -18,233 -19%
CP
25
Camelot Portfolios
Ohio
$3.22M +$112K +2,295 +4%