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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$185M -$10.2M -256,518 -5%
First Trust Advisors
2
First Trust Advisors
Illinois
$105M -$11.3M -284,521 -10%
Wells Fargo
3
Wells Fargo
California
$97.8M -$1.01M -25,414 -1%
LPL Financial
4
LPL Financial
California
$78.9M +$2.39M +60,274 +3%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$49.2M +$1.58M +39,797 +3%
OCM
6
One Capital Management
California
$48.4M +$4.84M +122,166 +11%
UBS Group
7
UBS Group
Switzerland
$39.7M +$1.26M +31,873 +3%
CAG
8
Csenge Advisory Group
Florida
$23.7M +$3.97M +100,258 +20%
Jane Street
9
Jane Street
New York
$21.9M -$5.6M -141,547 -20%
Bank of America
10
Bank of America
North Carolina
$21.5M -$1.21M -30,691 -5%
PNC
11
Park National Corp
Ohio
$17.4M -$968K -24,443 -5%
LIA
12
Luken Investment Analytics
Tennessee
$15.6M +$494K +12,469 +3%
DWM
13
Darwin Wealth Management
Florida
$12.1M -$193K -4,870 -2%
BFG
14
Beacon Financial Group
Texas
$11.8M +$178K +4,492 +2%
Osaic Holdings
15
Osaic Holdings
Arizona
$11.1M -$228K -5,763 -2%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$10.4M +$860K +21,712 +9%
KFP
17
KMG Fiduciary Partners
Ohio
$8.52M +$894K +22,588 +12%
RJA
18
Raymond James & Associates
Florida
$8.19M +$989K +24,982 +14%
AWA
19
Arkadios Wealth Advisors
Georgia
$8.03M +$559K +14,114 +7%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$7.24M -$347K -8,775 -5%
Stifel Financial
21
Stifel Financial
Missouri
$7.1M -$1.48M -37,307 -17%
PAG
22
Private Advisor Group
New Jersey
$6.84M -$339K -8,552 -5%
SPC
23
Sigma Planning Corp
Michigan
$6.79M +$578K +14,606 +9%
AA
24
Advisory Alpha
Michigan
$5.97M +$5.44M +137,311 +1,024%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$5.95M -$6.71M -169,492 -53%