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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$171M -$4.96M -102,709 -3%
First Trust Advisors
2
First Trust Advisors
Illinois
$170M +$7.12M +147,458 +4%
Wells Fargo
3
Wells Fargo
California
$70.5M +$9.43M +195,272 +16%
Bank of America
4
Bank of America
North Carolina
$43.8M +$37.4K +774 +0.1%
Jane Street
5
Jane Street
New York
$34.5M +$29.4M +609,549 +625%
UBS Group
6
UBS Group
Switzerland
$31.7M +$899K +18,617 +3%
JCM
7
Janney Capital Management
Pennsylvania
$27M -$1.34M -27,709 -5%
AWMS
8
Advocacy Wealth Management Services
Georgia
$26.9M -$1.94M -40,213 -7%
LPL Financial
9
LPL Financial
California
$23.4M +$1.03M +21,332 +5%
Truist Financial
10
Truist Financial
North Carolina
$22.2M +$22M +455,671 New
RWP
11
RWA Wealth Partners
Massachusetts
$21.8M +$336K +6,947 +2%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$21.4M +$969K +20,054 +5%
Stifel Financial
13
Stifel Financial
Missouri
$17.4M +$2.54M +52,590 +17%
PAG
14
Private Advisor Group
New Jersey
$14.7M +$1.28M +26,397 +10%
FAM
15
Flaharty Asset Management
Florida
$14.3M +$192K +3,980 +1%
OCM
16
One Capital Management
California
$12.5M +$358K +7,420 +3%
Citadel Advisors
17
Citadel Advisors
Florida
$11.6M +$11.5M +238,677 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$11.4M -$350K -7,253 -3%
BFG
19
Beacon Financial Group
Texas
$10.8M +$25.5K +527 +0.2%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$10.1M +$1.51M +31,201 +18%
PNC
21
Park National Corp
Ohio
$9.55M +$1.74M +36,051 +23%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$7.35M +$488K +10,101 +7%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$6.59M +$1.7M +35,150 +35%
Carson Wealth (CWM LLC)
24
Carson Wealth (CWM LLC)
Nebraska
$6.33M – – –
OMC
25
Old Mission Capital
Illinois
$6.04M +$5.98M +123,705 New
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