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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$390M -$21.9M -458,587 -5%
Wells Fargo
2
Wells Fargo
California
$152M +$4.22M +88,369 +3%
First Trust Advisors
3
First Trust Advisors
Illinois
$106M -$229K -4,788 -0.2%
LPL Financial
4
LPL Financial
California
$90.1M +$623K +13,041 +0.7%
UBS Group
5
UBS Group
Switzerland
$70.8M +$8.98M +187,918 +15%
Bank of America
6
Bank of America
North Carolina
$63.2M -$417K -8,719 -0.7%
Jane Street
7
Jane Street
New York
$50.3M +$47.2M +986,700 +1,530%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$40.8M -$3.32M -69,561 -8%
OCM
9
One Capital Management
California
$37.9M -$2.33M -48,692 -6%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$27.1M +$2.94M +61,412 +12%
Truist Financial
11
Truist Financial
North Carolina
$24.3M +$5.19M +108,661 +27%
PNC
12
Park National Corp
Ohio
$23.1M +$960K +20,079 +4%
DWM
13
Darwin Wealth Management
Florida
$21.8M +$28.9K +605 +0.1%
Stifel Financial
14
Stifel Financial
Missouri
$20.4M -$5M -104,527 -20%
PAG
15
Private Advisor Group
New Jersey
$18.7M +$170K +3,551 +0.9%
BFG
16
Beacon Financial Group
Texas
$18.2M -$272K -5,684 -1%
MF
17
Manchester Financial
California
$17.5M +$2.46M +51,524 +16%
RWP
18
RWA Wealth Partners
Massachusetts
$16.9M -$458K -9,582 -3%
GIA
19
Gladstone Institutional Advisory
Florida
$16.6M -$847K -17,726 -5%
Osaic Holdings
20
Osaic Holdings
Arizona
$15.9M -$1.15M -24,146 -7%
Citadel Advisors
21
Citadel Advisors
Florida
$15.6M +$3.33M +69,738 +27%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$15.2M +$1.98M +41,411 +15%
BFG
23
Berger Financial Group
Minnesota
$14.4M +$827K +17,298 +6%
CAG
24
Csenge Advisory Group
Florida
$14.1M -$384K -8,030 -3%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$13M +$661K +13,835 +5%
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