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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$326M +$161M +3,541,802 +99%
First Trust Advisors
2
First Trust Advisors
Illinois
$111M -$20.6M -453,922 -16%
Wells Fargo
3
Wells Fargo
California
$92.2M +$25.8M +567,136 +39%
Bank of America
4
Bank of America
North Carolina
$45.4M +$13.5M +297,951 +43%
LPL Financial
5
LPL Financial
California
$41.1M +$16M +352,978 +65%
UBS Group
6
UBS Group
Switzerland
$39.5M +$19M +419,368 +95%
Jane Street
7
Jane Street
New York
$33.5M +$7.61M +167,574 +30%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$28.1M +$7.75M +170,589 +39%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$23.9M +$19.7M +433,933 +500%
Osaic Holdings
10
Osaic Holdings
Arizona
$21.7M +$8.58M +188,848 +66%
OCM
11
One Capital Management
California
$18.3M +$5.97M +131,369 +49%
HIM
12
Hanlon Investment Management
New Jersey
$17.9M +$17.7M +390,201 New
BFG
13
Beacon Financial Group
Texas
$17.3M +$1.47M +32,366 +9%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$16.8M +$11.6M +256,176 +233%
PAG
15
Private Advisor Group
New Jersey
$16.5M +$1.98M +43,679 +14%
Stifel Financial
16
Stifel Financial
Missouri
$15.8M -$1.31M -28,866 -8%
GIA
17
Gladstone Institutional Advisory
Florida
$14.6M +$12.2M +269,660 +545%
AFA
18
American Financial Advisors
Georgia
$13.4M +$460K +10,138 +4%
Truist Financial
19
Truist Financial
North Carolina
$12M +$11.2M +246,021 +1,623%
PNC
20
Park National Corp
Ohio
$11.6M +$744K +16,373 +7%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$9.28M +$2.83M +62,328 +44%
RJA
22
Raymond James & Associates
Florida
$8.63M +$4.34M +95,567 +103%
MIAN
23
Mariner Independent Advisor Network
Kansas
$8.14M +$8.03M +176,918 New
CAG
24
Csenge Advisory Group
Florida
$7.84M +$2.96M +65,205 +62%
SWP
25
Stratos Wealth Partners
Ohio
$6.43M +$5.36M +118,001 +531%