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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$169M +$12.9M +312,418 +8%
First Trust Advisors
2
First Trust Advisors
Illinois
$104M -$3.42M -82,984 -3%
LPL Financial
3
LPL Financial
California
$98.2M +$10.8M +261,655 +12%
Wells Fargo
4
Wells Fargo
California
$92.4M +$8.41M +204,264 +10%
UBS Group
5
UBS Group
Switzerland
$46.1M -$475K -11,546 -1%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$27.9M +$735K +17,857 +3%
OCM
7
One Capital Management
California
$25.2M -$22.8M -552,884 -47%
Bank of America
8
Bank of America
North Carolina
$25M +$10M +244,065 +67%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$17M +$1.18M +28,627 +7%
PNC
10
Park National Corp
Ohio
$15.6M -$905K -21,984 -5%
KWM
11
Kingsview Wealth Management
Oregon
$13.4M +$763K +18,531 +6%
KFP
12
KMG Fiduciary Partners
Ohio
$10.8M +$1.36M +33,048 +14%
CAG
13
Csenge Advisory Group
Florida
$10.7M -$5.07M -123,058 -32%
PAG
14
Private Advisor Group
New Jersey
$10.2M +$155K +3,769 +2%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$9.96M -$264K -6,404 -3%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$8.86M +$6.15M +149,331 +228%
RJA
17
Raymond James & Associates
Florida
$8.82M +$1.94K +47 +0%
AWA
18
Arkadios Wealth Advisors
Georgia
$8.5M -$193K -4,697 -2%
Stifel Financial
19
Stifel Financial
Missouri
$7.43M +$167K +4,063 +2%
Jane Street
20
Jane Street
New York
$7.11M -$11M -267,983 -61%
CCFM
21
Clear Creek Financial Management
Washington
$6.89M +$3.49M +84,864 +103%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$6.75M -$25.5K -619 -0.4%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$6.47M +$314K +7,633 +5%
AA
24
Advisory Alpha
Michigan
$5.94M -$151K -3,677 -2%
PFS
25
Prospera Financial Services
Texas
$5.58M -$2.05M -49,682 -27%