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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$176M +$9.54M +234,679 +6%
First Trust Advisors
2
First Trust Advisors
Illinois
$105M +$1.96M +48,330 +2%
LPL Financial
3
LPL Financial
California
$102M +$5.34M +131,309 +6%
Wells Fargo
4
Wells Fargo
California
$92.2M +$1.17M +28,836 +1%
UBS Group
5
UBS Group
Switzerland
$36.5M -$8.93M -219,741 -20%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$28M +$495K +12,170 +2%
Bank of America
7
Bank of America
North Carolina
$21.8M -$2.87M -70,633 -12%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$17.5M +$761K +18,714 +5%
PNC
9
Park National Corp
Ohio
$14.5M -$863K -21,217 -6%
OCM
10
One Capital Management
California
$14.3M -$10.6M -260,145 -42%
KWM
11
Kingsview Wealth Management
Oregon
$13.7M +$435K +10,698 +3%
KFP
12
KMG Fiduciary Partners
Ohio
$10.9M +$326K +8,024 +3%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$10.4M +$611K +15,017 +6%
RJA
14
Raymond James & Associates
Florida
$8.9M +$213K +5,234 +2%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$8.17M -$559K -13,755 -6%
CIA
16
Concurrent Investment Advisors
Florida
$8.12M +$3.16M +77,632 +63%
Stifel Financial
17
Stifel Financial
Missouri
$7.73M +$402K +9,884 +5%
PAG
18
Private Advisor Group
New Jersey
$7.36M -$2.69M -66,044 -27%
CCFM
19
Clear Creek Financial Management
Washington
$7.35M +$556K +13,688 +8%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$6.66M +$8.58K +211 +0.1%
HAS
21
HBW Advisory Services
California
$6.39M +$1.35M +33,101 +27%
VWA
22
Visionary Wealth Advisors
Illinois
$4.83M +$266K +6,553 +6%
PFS
23
Prospera Financial Services
Texas
$4.75M -$752K -18,500 -14%
Citigroup
24
Citigroup
New York
$4.61M -$120K -2,952 -3%
SWP
25
Stratos Wealth Partners
Ohio
$4.48M +$264K +6,491 +6%
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