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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS

Name Holding Trade Value Shares
Change 		Change in
Stake
RFA
226
ROI Financial Advisors
Oregon
– -$221K -5,459 Closed
SFG
227
SageGuard Financial Group
Tennessee
– -$212K -5,222 Closed
LI
228
LVZ Inc
Michigan
– -$202K -4,987 Closed
ASN
229
Advisory Services Network
Georgia
– -$116K -2,848 Closed
MCM
230
MAI Capital Management
Ohio
– -$97.9K -2,412 Closed
SIS
231
Sound Income Strategies
Florida
– -$73.9K -1,818 Closed
TCM
232
TD Capital Management
Tennessee
– -$19.8K -489 Closed
PL
233
Protective Life
Alabama
– -$8.84K -218 Closed
PSFG
234
Park Square Financial Group
Georgia
– -$5.72K -141 Closed
RFP
235
Root Financial Partners
California
– -$5K -123 Closed
WT
236
Whittier Trust
California
– -$4.08K -100 Closed
NWM
237
Nova Wealth Management
Florida
– -$2.43K -60 Closed
HHCP
238
Hilton Head Capital Partners
South Carolina
– -$365 -9 Closed
RIA
239
Realta Investment Advisors
Delaware
– -$46 -1 Closed
RG
240
RHL Group
Michigan
– -$41 -1 Closed
TRCT
241
Tower Research Capital (TRC)
New York
– -$41 -1 Closed
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