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Ladenburg Thalmann Financial Services’s iShares Semiconductor ETF SOXX Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SOXX Stock Details SOXX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$9.18M Buy
151,923
+23,982
+19% +$1.84M 0.06% 320
2019
Q3 		$9.02M Buy
127,941
+66,084
+107% +$4.56M 0.06% 298
2019
Q2 		$4.09M Buy
61,857
+48,711
+371% +$3.18M 0.03% 513
2019
Q1 		$831K Buy
13,146
+1,005
+8% +$59.3K 0.01% 1310
2018
Q4 		$634K Sell
12,141
-45,396
-79% -$2.49M 0.01% 1362
2018
Q3 		$3.55M Sell
57,537
-11,256
-16% -$695K 0.03% 501
2018
Q2 		$4.13M Hold
68,793
– – 0.04% 416
2018
Q1 		$4.13M Buy
68,793
+11,364
+20% +$692K 0.04% 416
2017
Q4 		$3.25M Buy
57,429
+13,485
+31% +$767K 0.03% 498
2017
Q3 		$2.32M Buy
43,944
+9,579
+28% +$477K 0.03% 563
2017
Q2 		$1.61M Buy
34,365
+11,013
+47% +$519K 0.02% 686
2017
Q1 		$1.07M Buy
23,352
+1,227
+6% +$53.5K 0.01% 855
2016
Q4 		$905K Sell
22,125
-12,117
-35% -$468K 0.01% 896
2016
Q3 		$1.29M Sell
34,242
-13,932
-29% -$486K 0.02% 666
2016
Q2 		$1.5M Buy
48,174
+29,034
+152% +$884K 0.02% 577
2016
Q1 		$585K Buy
19,140
+8,388
+78% +$235K 0.01% 951
2015
Q4 		$322K Buy
10,752
+9,087
+546% +$271K 0.01% 1276
2015
Q3 		$45K Sell
1,665
-639
-28% -$18.1K ﹤0.01% 2546
2015
Q2 		$70K Buy
2,304
+519
+29% +$16.6K ﹤0.01% 2352
2015
Q1 		$56K Buy
1,785
+48
+3% +$1.5K ﹤0.01% 2472
2014
Q4 		$54K Buy
+1,737
New +$50.9K ﹤0.01% 2315
2014
Q2 		– Sell
-420
Closed -$11K – 3966
2014
Q1 		$11K Hold
420
– – ﹤0.01% 2923
2013
Q4 		$10K Sell
420
-4,608
-92% -$106K ﹤0.01% 2941
2013
Q3 		$112K Buy
5,028
+4,608
+1,097% +$99.8K ﹤0.01% 1328
2013
Q2 		$9K Buy
+420
New +$8.59K ﹤0.01% 2789

Other funds holding SOXX

Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
AssetMark Inc
AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $62.2B AUM 31.35% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Citigroup
Citigroup New York $303B AUM 53.02% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
N
Natixis Paris, France $28B AUM 26.79% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SOXX Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its iShares Semiconductor ETF (SOXX) stake by 19% in Q4 2019, buying an estimated $1.84M and bringing the position to 151,923 shares worth $9.18M. The position accounts for 0.06% of the portfolio, ranked #320.

Ladenburg Thalmann Financial Services first reported a position in SOXX in Q2 2013 and has held it in 25 quarters since. 228 funds tracked by Wall St. Rank hold SOXX as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 151,923 shares of iShares Semiconductor ETF worth $9.18M as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 23,982 iShares Semiconductor ETF shares in Q4 2019, an estimated $1.84M.
  • iShares Semiconductor ETF made up 0.06% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #320 holding.
  • Ladenburg Thalmann Financial Services first reported a position in iShares Semiconductor ETF in Q2 2013 and has held it in 25 quarters since.
  • 228 funds tracked by Wall St. Rank held iShares Semiconductor ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.