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iShares Semiconductor ETF

45 hedge funds and large institutions have $216M invested in iShares Semiconductor ETF in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,487% more call options, than puts

Call options by funds: $5.65M | Put options by funds: $356K

188% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 8

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

35% more capital invested

Capital invested by funds: $160M → $216M (+$55.9M)

10% more funds holding

Funds holding: 4145 (+4)

Holders
45
Holders Change
+4
Holders Change %
+9.76%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
23
Reduced
8
Closed
4
Calls
$5.65M
Puts
$356K
Net Calls
+$5.29M
Net Calls Change
+$4.93M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$47.4M +$6.91M +301,125 +18%
PAG
2
Pinnacle Advisory Group
Maryland
$29.2M +$5.57M +242,676 +25%
Morgan Stanley
3
Morgan Stanley
New York
$20.7M +$13.4M +583,974 +217%
VF
4
Virtu Financial
New York
$20.3M +$19.2M +836,802 New
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$19.2M +$15M +653,343 +477%
Bank of America
6
Bank of America
North Carolina
$13M +$1.21M +52,560 +11%
BUB
7
BBVA USA Bancshares
Texas
$8.22M +$33.9K +1,479 +0.4%
CS
8
Credit Suisse
Switzerland
$7.39M +$1.15M +50,019 +20%
JMPWA
9
JP Morgan Private Wealth Advisors
California
$7.22M +$663K +28,896 +11%
SG Americas Securities
10
SG Americas Securities
New York
$5.14M -$414K -18,048 -8%
U
11
UBS
Switzerland
$4.86M +$424K +18,498 +10%
DY
12
Dowling & Yahnke
California
$4.68M +$33.3K +1,452 +0.8%
JCM
13
Janney Capital Management
Pennsylvania
$4.43M +$269K +11,745 +7%
BCI
14
Brinker Capital Investments
Pennsylvania
$3.56M
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.96M +$1.6M +69,675 +133%
BNP Paribas Financial Markets
16
BNP Paribas Financial Markets
France
$1.84M -$6.94M -302,349 -80%
SPM
17
Symmetry Peak Management
Pennsylvania
$1.82M +$1.72M +75,000 New
TH
18
Timber Hill
Connecticut
$1.64M +$1.24M +54,216 +399%
Wells Fargo
19
Wells Fargo
California
$1.44M -$11.6K -504 -0.8%
AP
20
Advisors Preferred
Maryland
$1.34M +$1.27M +55,323 New
OC
21
Oppenheimer & Co
New York
$1.25M +$81.2K +3,540 +7%
TFA
22
Toth Financial Advisory
Virginia
$1.14M +$182K +7,920 +20%
RJA
23
Raymond James & Associates
Florida
$1.1M +$2.62K +114 +0.3%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$999K +$394K +17,184 +71%
HSBC Holdings
25
HSBC Holdings
United Kingdom
$994K

SOXX Hedge Fund Activity: Q4 2013 in Review

45 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares Semiconductor ETF (SOXX) for Q4 2013, worth a combined $216M — up 35% from $160M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SOXX positions and 4 closed out — a net gain of 4 holders — while 23 added to existing stakes and 8 trimmed.

The largest buyer was Virtu Financial, opening a new position worth an estimated $19.2M. The largest seller was Beaumont Financial Advisors, exiting entirely with an estimated $9.11M sold.

  • 45 institutional investors held iShares Semiconductor ETF (SOXX) as of Q4 2013, up from 41 in Q3 2013.
  • Funds reported $216M of iShares Semiconductor ETF stock for Q4 2013, up 35% quarter-over-quarter.
  • 8 funds opened new iShares Semiconductor ETF positions in Q4 2013 and 4 closed out, a net change of +4 holders.
  • The largest iShares Semiconductor ETF buyer in Q4 2013 was Virtu Financial, an estimated $19.2M added.
  • The largest iShares Semiconductor ETF seller in Q4 2013 was Beaumont Financial Advisors, an estimated $9.11M sold.

Based on aggregated 13F filings for Q4 2013.