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iShares Semiconductor ETF
SOXX

Overview Fund Activity

41 hedge funds and large institutions have $160M invested in iShares Semiconductor ETF in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 21 increasing their positions, 8 reducing their positions, and 7 closing their positions.

Holders
41
Holders Change
-3
Holders Change %
-6.82%
% of All Funds
1.33%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
21
Reduced
8
Closed
7
Calls
$1.07M
Puts
$706K
Net Calls
+$360K
Net Calls Change
-$4.93M

Top Buyers

1
Goldman Sachs
1
Goldman Sachs
New York
$36.7M
2
BFA
2
Beaumont Financial Advisors
Massachusetts
$9.11M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$6.25M
4
CS
4
Credit Suisse
Switzerland
$5.67M
5
JPMPWA
5
J.P. Morgan Private Wealth Advisors
California
$5.98M

Top Sellers

1
Citigroup
1
Citigroup
New York
$6.67M
2
HI
2
Horizon Investments
North Carolina
$0
3
CCMG
3
Clark Capital Management Group
Pennsylvania
$0
4
Rafferty Asset Management
4
Rafferty Asset Management
New York
$0
5
SNC
5
Stifel Nicolaus & Co
Missouri
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Goldman Sachs
1
Goldman Sachs
New York
$36.7M 550,945 +250,944 +84%
PAG
2
Pinnacle Advisory Group
Maryland
$21.4M 320,501 +22,903 +8%
Bank of America
3
Bank of America
North Carolina
$10.8M 161,435 +10,648 +7%
BFA
4
Beaumont Financial Advisors
Massachusetts
$9.11M 136,651 +136,651 New
BNP Paribas Financial Markets
5
BNP Paribas Financial Markets
France
$8.4M 126,056 +49,838 +65%
BUB
6
BBVA USA Bancshares
Texas
$7.5M 112,549 +1,844 +2%
Citigroup
7
Citigroup
New York
$6.67M 100,000 -600,000 -86%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$6.25M 93,713 +93,710 +3,123,667%
Morgan Stanley
9
Morgan Stanley
New York
$5.99M 89,891 -1,613 -2%
JPMPWA
10
J.P. Morgan Private Wealth Advisors
California
$5.98M 89,705 +56,530 +170%
CS
11
Credit Suisse
Switzerland
$5.67M 85,021 +58,664 +223%
SG Americas Securities
12
SG Americas Securities
New York
$5.11M 76,712 +39,461 +106%
DY
13
Dowling & Yahnke
California
$4.26M 63,874 +558 +0.9%
U
14
UBS
Switzerland
$4.04M 60,626 +10,086 +20%
JCM
15
Janney Capital Management
Pennsylvania
$3.8M 56,971 +1,623 +3%
BCI
16
Brinker Capital Investments
Pennsylvania
$3.27M 49,000 – –
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$3.04M 45,701 +24,793 +119%
SGDR
18
SPX Gestao de Recursos
Brazil
$2.15M 32,208 +16,000 +99%
Wells Fargo
19
Wells Fargo
California
$1.33M 20,017 +496 +3%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$1.17M 17,514 +3,381 +24%
OC
21
Oppenheimer & Co
New York
$1.07M 16,003 +2,313 +17%
RJA
22
Raymond James & Associates
Florida
$1.01M 15,096 -1,427 -9%
HSBC Holdings
23
HSBC Holdings
United Kingdom
$919K 13,800 – –
LPL Financial
24
LPL Financial
California
$914K 13,439 +5,388 +67%
TFA
25
Toth Financial Advisory
Virginia
$872K 13,083 +1,920 +17%
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