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iShares Semiconductor ETF

154 hedge funds and large institutions have $1.09B invested in iShares Semiconductor ETF in 2018 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 30 increasing their positions, 59 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

32.9% more ownership

Funds ownership: 278.3%311.2% (+33%)

19% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 31

16% more call options, than puts

Call options by funds: $66.2M | Put options by funds: $57.2M

2% more funds holding

Funds holding: 151154 (+3)

26% less capital invested

Capital invested by funds: $1.48B → $1.09B (-$390M)

49% less repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 59

Holders
154
Holders Change
+3
Holders Change %
+1.99%
% of All Funds
3.43%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.09%
New
37
Increased
30
Reduced
59
Closed
31
Calls
$66.2M
Puts
$57.2M
Net Calls
+$8.99M
Net Calls Change
+$38.1M
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$202M +$107M +1,948,239 +101%
Goldman Sachs
2
Goldman Sachs
New York
$179M -$16.3M -296,499 -8%
Bank of America
3
Bank of America
North Carolina
$159M +$4.51M +82,161 +3%
Morgan Stanley
4
Morgan Stanley
New York
$114M -$32.8M -598,350 -22%
Citigroup
5
Citigroup
New York
$89.1M +$43.9M +800,583 +89%
Deutsche Bank
6
Deutsche Bank
Germany
$31.4M
N
7
Natixis
France
$31.4M
Wells Fargo
8
Wells Fargo
California
$24.5M -$13.7M -249,249 -35%
BNP Paribas Financial Markets
9
BNP Paribas Financial Markets
France
$19.1M -$66.8M -1,216,971 -77%
TH
10
Timber Hill
Connecticut
$15.7M +$8.2M +149,400 +100%
JMPWA
11
JP Morgan Private Wealth Advisors
California
$15M -$7.12M -129,801 -31%
Lazard Asset Management
12
Lazard Asset Management
New York
$12.4M +$13M +237,009 New
UCFA
13
United Capital Financial Advisors
Texas
$12.3M -$75.4K -1,374 -0.6%
BlackRock
14
BlackRock
New York
$11M +$1.3M +23,652 +13%
DY
15
Dowling & Yahnke
California
$10.6M -$13.8K -252 -0.1%
TRCT
16
Tower Research Capital (TRC)
New York
$10.1M +$7.58M +138,186 +254%
LFA
17
Legend Financial Advisors
Pennsylvania
$9.15M +$9.6M +174,906 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$7.41M -$6.5M -118,530 -46%
BGDI
19
BW Gestao de Investimentos
Brazil
$7.06M +$4.94M +90,000 +200%
FNC
20
First National Corp
Massachusetts
$6.59M +$6.92M +126,036 New
OC
21
Oppenheimer & Co
New York
$6.51M -$1.19M -21,732 -15%
VC
22
Vestor Capital
Illinois
$5.79M +$922K +16,806 +18%
SG Americas Securities
23
SG Americas Securities
New York
$5.77M -$14.2M -259,086 -70%
LPL Financial
24
LPL Financial
California
$5.51M -$6.97M -127,101 -55%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$4.73M +$4.4M +80,151 +784%

SOXX Hedge Fund Activity: Q4 2018 in Review

154 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in iShares Semiconductor ETF (SOXX) for Q4 2018, worth a combined $1.09B — down 26% from $1.48B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new SOXX positions and 31 closed out — a net gain of 6 holders — while 30 added to existing stakes and 59 trimmed.

The largest buyer was UBS Group, adding an estimated $107M. The largest seller was AssetMark Inc, cutting an estimated $115M.

  • 154 institutional investors held iShares Semiconductor ETF (SOXX) as of Q4 2018, up from 151 in Q3 2018.
  • Funds reported $1.09B of iShares Semiconductor ETF stock for Q4 2018, down 26% quarter-over-quarter.
  • 37 funds opened new iShares Semiconductor ETF positions in Q4 2018 and 31 closed out, a net change of +6 holders.
  • The largest iShares Semiconductor ETF buyer in Q4 2018 was UBS Group, an estimated $107M added.
  • The largest iShares Semiconductor ETF seller in Q4 2018 was AssetMark Inc, an estimated $115M sold.

Based on aggregated 13F filings for Q4 2018.