We are live on ! Find out more
SOXX icon

iShares Semiconductor ETF

62 hedge funds and large institutions have $231M invested in iShares Semiconductor ETF in 2014 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 8

24% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 17

9% more capital invested

Capital invested by funds: $213M → $231M (+$18.2M)

7% more funds holding

Funds holding: 5862 (+4)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

76% less call options, than puts

Call options by funds: $1.7M | Put options by funds: $7.03M

Holders
62
Holders Change
+4
Holders Change %
+6.9%
% of All Funds
1.8%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
12
Increased
21
Reduced
17
Closed
8
Calls
$1.7M
Puts
$7.03M
Net Calls
-$5.33M
Net Calls Change
-$3.69M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$45.1M +$26.2M +909,030 +140%
Morgan Stanley
2
Morgan Stanley
New York
$33.2M +$16.5M +572,502 +100%
Bank of America
3
Bank of America
North Carolina
$20.2M -$1.62M -56,124 -7%
JMPWA
4
JP Morgan Private Wealth Advisors
California
$10.3M +$620K +21,498 +6%
BUB
5
BBVA USA Bancshares
Texas
$9.4M -$325K -11,289 -3%
U
6
UBS
Switzerland
$9.23M -$418K -14,499 -4%
Citigroup
7
Citigroup
New York
$8.69M +$8.65M +300,237 New
LPL Financial
8
LPL Financial
California
$8.33M +$426K +14,772 +5%
KWILP
9
Kiwi Wealth Investments Limited Partnership
New Zealand
$7.03M +$7M +242,877 New
JCM
10
Janney Capital Management
Pennsylvania
$6.87M +$85.1K +2,952 +1%
CCMG
11
Clark Capital Management Group
Pennsylvania
$6.54M -$4.04M -140,313 -38%
GAG
12
GM Advisory Group
New York
$6.26M +$6.23M +216,225 New
DY
13
Dowling & Yahnke
California
$5.64M +$6.74K +234 +0.1%
Wells Fargo
14
Wells Fargo
California
$5M +$831K +28,842 +20%
BCI
15
Brinker Capital Investments
Pennsylvania
$4.26M
NCM
16
Niemann Capital Management
Nevada
$3.58M +$3.56M +123,543 New
ECML
17
Eagle Capital Management (Louisiana)
Louisiana
$3.48M -$119K -4,134 -3%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$2.54M +$929K +32,229 +58%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$2.46M +$1.06M +36,660 +76%
SFI
20
SPC Financial Inc
Maryland
$2.46M +$1.06M +36,660 +76%
AP
21
Advisors Preferred
Maryland
$2.44M -$259K -8,982 -10%
Allianz Asset Management
22
Allianz Asset Management
Germany
$2.08M +$2.07M +72,000 New
TFA
23
Toth Financial Advisory
Virginia
$2.05M +$67K +2,325 +3%
ICM
24
Ionic Capital Management
New York
$2M +$1.06M +36,825 +114%
SI
25
Stephens Inc
Arkansas
$1.95M +$1.94M +67,227 New

SOXX Hedge Fund Activity: Q3 2014 in Review

62 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in iShares Semiconductor ETF (SOXX) for Q3 2014, worth a combined $231M — up 8.6% from $213M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new SOXX positions and 8 closed out — a net gain of 4 holders — while 21 added to existing stakes and 17 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $26.2M. The largest seller was Pinnacle Advisory Group, exiting entirely with an estimated $36.6M sold.

  • 62 institutional investors held iShares Semiconductor ETF (SOXX) as of Q3 2014, up from 58 in Q2 2014.
  • Funds reported $231M of iShares Semiconductor ETF stock for Q3 2014, up 8.6% quarter-over-quarter.
  • 12 funds opened new iShares Semiconductor ETF positions in Q3 2014 and 8 closed out, a net change of +4 holders.
  • The largest iShares Semiconductor ETF buyer in Q3 2014 was Goldman Sachs, an estimated $26.2M added.
  • The largest iShares Semiconductor ETF seller in Q3 2014 was Pinnacle Advisory Group, an estimated $36.6M sold.

Based on aggregated 13F filings for Q3 2014.