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iShares Semiconductor ETF

97 hedge funds and large institutions have $923M invested in iShares Semiconductor ETF in 2016 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 34 increasing their positions, 22 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

379.45% more ownership

Funds ownership: 0%379.45% (+379%)

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

131% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 13

55% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 22

21% more capital invested

Capital invested by funds: $764M → $923M (+$159M)

18% more funds holding

Funds holding: 8297 (+15)

86% less call options, than puts

Call options by funds: $7.76M | Put options by funds: $54M

Holders
97
Holders Change
+15
Holders Change %
+18.29%
% of All Funds
2.42%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.07%
New
30
Increased
34
Reduced
22
Closed
13
Calls
$7.76M
Puts
$54M
Net Calls
-$46.3M
Net Calls Change
-$46.6M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$139M +$6.12M +158,223 +5%
JP Morgan Chase
2
JP Morgan Chase
New York
$123M +$18.3M +474,681 +19%
BNP Paribas Financial Markets
3
BNP Paribas Financial Markets
France
$98.7M -$34.8M -900,000 -27%
AssetMark Inc
4
AssetMark Inc
California
$94.3M +$27.7M +716,889 +45%
Goldman Sachs
5
Goldman Sachs
New York
$67.8M -$12M -311,523 -16%
Citigroup
6
Citigroup
New York
$67.5M +$5.8M +150,000 +10%
Bank of America
7
Bank of America
North Carolina
$48.2M +$8.59M +222,219 +23%
UBS Group
8
UBS Group
Switzerland
$40.1M -$4.27M -110,424 -10%
Wells Fargo
9
Wells Fargo
California
$22.5M +$16.2M +419,835 +322%
CS
10
Credit Suisse
Switzerland
$18.7M +$8.82M +228,189 +99%
JMPWA
11
JP Morgan Private Wealth Advisors
California
$16.9M -$70.5K -1,824 -0.4%
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$13M +$12.7M +327,510 New
UCFA
13
United Capital Financial Advisors
Texas
$10.9M -$315K -8,154 -3%
Fidelity Investments
14
Fidelity Investments
Massachusetts
$10.7M
AP
15
Advisors Preferred
Maryland
$10.1M -$2.46M -63,621 -21%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$9.86M +$7.31M +189,135 +365%
DY
17
Dowling & Yahnke
California
$8.24M -$94.5K -2,445 -1%
SFI
18
SPC Financial Inc
Maryland
$8.16M +$7.71M +199,455 New
BCI
19
Brinker Capital Investments
Pennsylvania
$7.85M
TH
20
Timber Hill
Connecticut
$7.24M +$1.9M +49,182 +38%
N
21
Natixis
France
$6.13M
OC
22
Oppenheimer & Co
New York
$5.5M +$1.83M +47,265 +54%
TRCT
23
Tower Research Capital (TRC)
New York
$5.2M +$4.88M +126,357 +20,057%
ACP
24
Arrowgrass Capital Partners
United Kingdom
$5.09M +$4.81M +124,500 New
ECML
25
Eagle Capital Management (Louisiana)
Louisiana
$4.27M +$4.03M +104,292 New

SOXX Hedge Fund Activity: Q4 2016 in Review

97 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in iShares Semiconductor ETF (SOXX) for Q4 2016, worth a combined $923M — up 21% from $764M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new SOXX positions and 13 closed out — a net gain of 17 holders — while 34 added to existing stakes and 22 trimmed.

The largest buyer was AssetMark Inc, adding an estimated $27.7M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $34.8M.

  • 97 institutional investors held iShares Semiconductor ETF (SOXX) as of Q4 2016, up from 82 in Q3 2016.
  • Funds reported $923M of iShares Semiconductor ETF stock for Q4 2016, up 21% quarter-over-quarter.
  • 30 funds opened new iShares Semiconductor ETF positions in Q4 2016 and 13 closed out, a net change of +17 holders.
  • The largest iShares Semiconductor ETF buyer in Q4 2016 was AssetMark Inc, an estimated $27.7M added.
  • The largest iShares Semiconductor ETF seller in Q4 2016 was BNP Paribas Financial Markets, an estimated $34.8M sold.

Based on aggregated 13F filings for Q4 2016.