Ladenburg Thalmann Financial Services’s iShares Short-Term National Muni Bond ETF SUB Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SUB Stock Details SUB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$20.6M	Buy	193,124 +41,715	+28%	+$4.45M	0.13%	173
2019 Q3	$16.1M	Sell	151,409 -4,284	-3%	-$458K	0.11%	191
2019 Q2	$16.5M	Buy	155,693 +17,985	+13%	+$1.91M	0.12%	176
2019 Q1	$14.6M	Buy	137,708 +21,914	+19%	+$2.31M	0.11%	186
2018 Q4	$12.2M	Buy	115,794 +95,464	+470%	+$10M	0.11%	178
2018 Q3	$2.13M	Sell	20,330 -10,359	-34%	-$1.09M	0.02%	699
2018 Q2	$3.22M	Hold	30,689	–	–	0.03%	506
2018 Q1	$3.22M	Buy	30,689 +6,182	+25%	+$648K	0.03%	506
2017 Q4	$2.57M	Buy	24,507 +7,393	+43%	+$780K	0.02%	576
2017 Q3	$1.81M	Sell	17,114 -1,287	-7%	-$137K	0.02%	677
2017 Q2	$1.95M	Buy	18,401 +4,316	+31%	+$457K	0.02%	604
2017 Q1	$1.49M	Buy	14,085 +543	+4%	+$57.2K	0.02%	701
2016 Q4	$1.42M	Buy	13,542 +3,150	+30%	+$332K	0.02%	666
2016 Q3	$1.1M	Sell	10,392 -1,045	-9%	-$111K	0.02%	751
2016 Q2	$1.22M	Buy	11,437 +1,026	+10%	+$109K	0.02%	666
2016 Q1	$1.1M	Sell	10,411 -986	-9%	-$105K	0.02%	656
2015 Q4	$1.21M	Buy	11,397 +1,664	+17%	+$176K	0.02%	601
2015 Q3	$1.03M	Buy	9,733 +2,964	+44%	+$314K	0.02%	620
2015 Q2	$715K	Buy	6,769 +14	+0.2%	+$1.48K	0.01%	883
2015 Q1	$715K	Sell	6,755 -362	-5%	-$38.4K	0.01%	854
2014 Q4	$754K	Buy	7,117 +551	+8%	+$58.5K	0.02%	721
2014 Q3	$698K	Buy	6,566 +136	+2%	+$14.5K	0.02%	649
2014 Q2	$683K	Buy	6,430 +1,831	+40%	+$195K	0.02%	652
2014 Q1	$489K	Buy	4,599 +130	+3%	+$13.8K	0.01%	733
2013 Q4	$475K	Sell	4,469 -1,042	-19%	-$111K	0.01%	703
2013 Q3	$585K	Buy	5,511 +665	+14%	+$70.3K	0.02%	599
2013 Q2	$510K	Buy	+4,846	New	+$514K	0.02%	609

Other funds holding SUB

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SEI Investments Oaks, Pennsylvania $108B AUM 26.14% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

WCM

Windham Capital Management Boston, Massachusetts $128M AUM 12.44% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

OCM

One Capital Management Westlake Village, California $3.65B AUM 15.32% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SUB Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its iShares Short-Term National Muni Bond ETF (SUB) stake by 28% in Q4 2019, buying an estimated $4.45M and bringing the position to 193,124 shares worth $20.6M. The position accounts for 0.13% of the portfolio, ranked #173.

Ladenburg Thalmann Financial Services first reported a position in SUB in Q2 2013 and has held it in 27 quarters since. 374 funds tracked by Wall St. Rank hold SUB as of Q4 2019.

Ladenburg Thalmann Financial Services held 193,124 shares of iShares Short-Term National Muni Bond ETF worth $20.6M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 41,715 iShares Short-Term National Muni Bond ETF shares in Q4 2019, an estimated $4.45M.
iShares Short-Term National Muni Bond ETF made up 0.13% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #173 holding.
Ladenburg Thalmann Financial Services first reported a position in iShares Short-Term National Muni Bond ETF in Q2 2013 and has held it in 27 quarters since.
374 funds tracked by Wall St. Rank held iShares Short-Term National Muni Bond ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.